Thomas Johnson Email & Phone Number
Chief Compliance Officer @ tastylive
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Thomas Johnson Location
- Chicago, IL, US
Thomas Johnson Work
- 2026 -now Chief Compliance Officer @
- 2024 -2026 Chief Compliance Officer @
- 2024 -2024 Chief Compliance Officer @
- 2021 -2024 Chief Compliance Officer @
- 2021 -2022 Anti-Money Laundering Compliance Officer @
- 2021 -2021 Director, Business Unit Risk, Trader Group @
- 2017 -2021 Senior Manager, Trader Supervision and Oversight @
- 2016 -2017 Manager, AML Trade Surveillance @
- 2013 -2016 Manager, Active Trader Compliance @
- 2011 -2013 Senior Compliance Analyst @
- 2010 -2011 Director of Operations @ Mac Consulting Plus, LLC
- 2007 -2010 Compliance Analyst @
- 2005 -2007 Futures Trader @ SSS Trading, Ltd.
Thomas Johnson Education
- Middlesex University
Postgraduate Certificate (Risk Management)
2018-2018 - Northern Illinois University
Master of Business Administration (MBA)
2014-2016 - Indiana University - Kelley School of Business
Bachelor's degree (Finance)
2002-2005 - Parkland College 2001-2002
Thomas Johnson Skills
- Series 7
- FINRA
- Securities
- Equities
- Leadership
- Series 24
- Management
- Uniform Combined State Law
- Options
- Risk Management
- Trading
- AML
- Financial Markets
- Series 4
- Series 3
- Series 9
- Series 10
- Series 66
- OFAC
- Series 34
- Derivatives
- Financial Services
- Anti Money Laundering
- Electronic Trading
- Has Errors
- Sales
- Marketing
- Great
- Access
- Sales Management
- Project Management
- Microsoft Excel
- Team Leadership
- Microsoft Office
- Process Improvement
- Coaching
- Legal Research
- Customer Service
- Social Media
- PowerPoint
- Outlook
- Project Planning
- Microsoft Word
- Strategic Planning
Thomas Johnson Summary
- Thomas Johnson, based in Chicago, IL, US, is currently a Chief Compliance Officer at tastytrade. Thomas Johnson brings experience from previous roles at tastyfx, IG and OANDA. Thomas Johnson holds a 2018 - 2018 Postgraduate Certificate in Risk Management @ Middlesex University. With a robust skill set that includes Series 7, FINRA, Securities, Equities, Leadership and more. Thomas Johnson has 4 emails and 2 mobile phone numbers on RocketReach.
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