2015 -
2020 Assistant Vice President Operational Due Diligence @
2014 -
2020 AVP Operational Due Diligence @
2011 -
2013 Compliance Officer @ UBS Global Asset Management
2008 -
2011 Compliance Officer @
Thomas John Education
Boston College
Bachelor of Arts (B.A.) (Economics / History)
2004
-
2008
Thomas John Skills
Hedge Funds
Asset Management
Mutual Funds
Equities
Investments
Securities
Series 7
FINRA
Fixed Income
Series 63
Capital Markets
Derivatives
AML
Fund of Funds
Compliance
Thomas John Summary
Thomas John, based in Boston, MA, US, is currently a Director at Stifel Financial Corp.. Thomas John brings experience from previous roles at Stifel Financial Corp., Barclays Wealth and Investment Management and UBS Global Asset Management. Thomas John holds a 2004 - 2008 Bachelor of Arts (B.A.) in Economics / History @ Boston College. With a robust skill set that includes Hedge Funds, Asset Management, Mutual Funds, Equities, Investments and more. Thomas John has 1 emails and 1 mobile phone numbers on RocketReach.
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