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Thomas Jenne Location
Lancaster, PA, US
Thomas Jenne Work
2023 -now Consultant, OMR-Dostributor @
2021 -2023 Compliance Associate @
2018 -2020 Senior Advisor - Social Media and Advertising Supervision @
2015 -2018 Field Supervision Specialist @ Hornor Townsend & Kent
2014 -2015 Branch Compliance Officer @
2014 -2014 Investment Support Services and Trader @ BNY Mellon | Pershing
2012 -2014 MI Operations Business Continuity Team Lead @ BNY Mellon | Pershing
2010 -2014 New Accounts, Suitability, and Trade Review Principal @ BNY Mellon | Pershing
2008 -2010 Senior Operations Analyst @ PNC
2007 -2008 Senior Reconciliation Analyst @ PNC
Thomas Jenne Education
The George Washington University - School of Business
Bachelor's degree (Beta Alpha Psi)
2000-2005
Thomas Jenne Skills
Compliance
Supervision
Series 24
Series 7
Series 66
Trade Review
Email Survelliance
Risk Management
Mutual Funds
FINRA
Mutual Fund Wrap
Omnibus
UMA
SMA
Investment Advisory
Variable Annuities
Equity Indexed Annuities
Fixed Annuities
IRAs
403 b
401k
457 Plans
529 Plans
Coverdell
Trading
Back Office
Accounting
Middle Office
Securities
Financial Services
Equities
Investments
Asset Management
Portfolio Management
Advertising Review
Social Media Supervision
Branch Examinations
Thomas Jenne Summary
Thomas Jenne, based in Lancaster, PA, US, is currently a Consultant, OMR-Dostributor at ACA Foreside. Thomas Jenne brings experience from previous roles at Madison Avenue Securities, Raymond James, Hornor Townsend & Kent and Lincoln Investment. Thomas Jenne holds a 2000 - 2005 Bachelor's degree in Beta Alpha Psi @ The George Washington University - School of Business. With a robust skill set that includes Compliance, Supervision, Series 24, Series 7, Series 66 and more. Thomas Jenne has 2 emails and 1 mobile phone numbers on RocketReach.
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