Chief Compliance and Operations Officer @ (August 2014 - January 2019)
VP Operations and Surveillance @ (February 2013 - August 2014)
Deputy Chief Compliance Officer @ Securities America, Inc. (January 2012 - July 2012)
Regional Director of Supervision @ Securities America, Inc. (January 2007 - January 2012)
Senior Compliance Examiner @ Securities America, Inc. (June 1999 - January 2007)
Compliance Coordinator @ (February 1996 - June 1999)
Thomas Hellings Education
Dickinson College
Bachelor's degree (Economics)
1986-1990
Thomas Hellings Summary
Thomas Hellings, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Girard, a Univest Wealth Division. Thomas Hellings brings experience from previous roles at Univest Investments, Inc. and Securities America, Inc.. Thomas Hellings holds a 1986 - 1990 Bachelor's degree in Economics @ Dickinson College. Thomas Hellings has 1 emails and 1 mobile phone numbers on RocketReach.
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