Thomas Halpin Email & Phone Number
Vice President @ Canaccord Genuity Group Inc.
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Thomas Halpin Location
- North Arlington, NJ, US
Thomas Halpin Work
- 2025 -now Vice President @
- 2022 -2024 Director and Senior Lead Compliance Officer @
- 2020 -2022 Director - Client Suitability Surveillance Team Lead @
- 2019 -2020 Director and Conflict of Interest Team Lead @
- 2011 -2019 Associate Director @
- 2006 -2011 Compliance Analyst @
Thomas Halpin Education
- Montclair State University
Bachelor's (Business Administration / Management)
2002-2005 - Seton Hall University
(Computer Science)
2000-2002
Thomas Halpin Skills
- Securities
- Mutual Funds
- Equities
- Fixed Income
- Risk Management
- Wealth Management
- Financial Services
- Financial Analysis
- Investments
- AML
- Alternative Investments
- Hedge Funds
- Capital Markets
- Asset Management
- Anti Money Laundering
- Series 7
- Microsoft Excel
- FINRA
- Series 66
- Kyc
- Microsoft PowerPoint
Thomas Halpin Summary
- Thomas Halpin, based in North Arlington, NJ, US, is currently a Vice President at Canaccord Genuity Group Inc.. Thomas Halpin brings experience from previous roles at Wells Fargo and UBS. Thomas Halpin holds a 2002 - 2005 Bachelor's in Business Administration / Management @ Montclair State University. With a robust skill set that includes Securities, Mutual Funds, Equities, Fixed Income, Risk Management and more. Thomas Halpin has 3 emails and 1 mobile phone numbers on RocketReach.
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