Thomas Halpin Email & Phone Number
Vice President @ Canaccord Genuity Group Inc.
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Thomas Halpin Location
- North Arlington, NJ, US
Thomas Halpin Work
- Vice President @ (March 2025 - Present)
- Director and Senior Lead Compliance Officer @ (July 2022 - October 2024)
- Director - Client Suitability Surveillance Team Lead @ (January 2020 - July 2022)
- Director and Conflict of Interest Team Lead @ (April 2019 - January 2020)
- Associate Director @ (October 2011 - April 2019)
- Compliance Analyst @ (July 2006 - October 2011)
Thomas Halpin Education
- Montclair State University
Bachelor's (Business Administration / Management)
2002-2005 - Seton Hall University
Computer Science (Computer Science)
2000-2002
Thomas Halpin Skills
- Securities
- Mutual Funds
- Equities
- Fixed Income
- Risk Management
- Wealth Management
- Financial Services
- Financial Analysis
- Investments
- AML
- Alternative Investments
- Hedge Funds
- Capital Markets
- Asset Management
- Anti Money Laundering
- Series 7
- Microsoft Excel
- FINRA
- Series 66
- Kyc
- Microsoft PowerPoint
Thomas Halpin Summary
- Thomas Halpin, based in North Arlington, NJ, US, is currently a Vice President at Canaccord Genuity Group Inc.. Thomas Halpin brings experience from previous roles at Wells Fargo and UBS. Thomas Halpin holds a 2002 - 2005 Bachelor's in Business Administration / Management @ Montclair State University. With a robust skill set that includes Securities, Mutual Funds, Equities, Fixed Income, Risk Management and more. Thomas Halpin has 3 emails and 1 mobile phone numbers on RocketReach.
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