Sylvia Lim Email & Phone Number
Head of Reporting and Governance @ TD Securities
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Sylvia Lim Location
- New York, NY, US
Sylvia Lim Work
- 2026 -now Head of Reporting and Governance @
- 2022 -2026 Cross Enterprise Compliance Program Management @
- 2014 -2022 Regulatory Compliance Risk Management @
- 2014 -2014 Branch Office Manager, North America @ Citigroup
- 2011 -2014 Private Bank Branch Supervision @
- 2007 -2011 Compliance Advisor, Private Wealth Management @ Deustche Bank
- 2004 -2007 Compliance Advisor - Global Markets Equities and Prime Services @
Sylvia Lim Education
- Nanyang Technological University Singapore
Bachelor's degree (Accounting and Finance)
1993-1995
Sylvia Lim Skills
- Customer Service
- Microsoft Office
- Employee Relations
- Deferred Compensation
- HR
- Analysis
- Team Building
- Supervision
- Policy
- Regulatory Affairs
- Regulatory Examinations
- Performance Management
- Competitive Analysis
- Compliance
- Microsoft Excel
- Leadership
- Research
- HR Consulting
- Human Resources
- Employee Engagement
- Benefits
- Talent Management
- Training
- Management
- Regulatory Requirements
- Compliance Audits
- HR Transformation
- Series 9/10
- Social Media
- Series 7
- Private Banking
- HR Policies
- Personnel Management
- Workforce Planning
- Branch Reviews
- Business Analysis
Sylvia Lim Summary
- Sylvia Lim, based in New York, NY, US, is currently a Head of Reporting and Governance at TD Securities. Sylvia Lim brings experience from previous roles at Fidelity Investments, Wells Fargo, Citigroup and Credit Suisse. Sylvia Lim holds a 1993 - 1995 Bachelor's degree in Accounting and Finance @ Nanyang Technological University Singapore. With a robust skill set that includes Customer Service, Microsoft Office, Employee Relations, Deferred Compensation, HR and more. Sylvia Lim has 2 emails and 2 mobile phone numbers on RocketReach.
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