Director- Compliance and Operational Risk Manager @ (January 2023 - January 2024)
Vice President- Compliance and Operational Risk Manager @ (June 2019 - December 2022)
Director - Regulatory Inquiries and Exams @ (May 2013 - June 2019)
Senior Associate - Fixed Income Derivatives Documentation Group @ (October 2008 - May 2013)
Fixed Income Derivatives Documentation Group @ (September 2006 - September 2008)
Consultant-FID Documentation Group @ (March 2006 - September 2006)
Susan N Education
Western Sydney University
Bachelor of Business (Marketing)
1996-2002
Susan N Summary
Susan N, based in New York, NY, US, is currently a Advisory Compliance Officer at TP ICAP. Susan N brings experience from previous roles at Bank of America Merrill Lynch and Morgan Stanley. Susan N holds a 1996 - 2002 Bachelor of Business in Marketing @ Western Sydney University. Susan N has 2 emails and 1 mobile phone numbers on RocketReach.
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