Susan Eapen Email
Chief Compliance Officer @ Connor, Clark & Lunn Private Capital Ltd. (CC&L)
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Susan Eapen Location
- Toronto, ON, CA
Susan Eapen Work
- 2024 -now Chief Compliance Officer @
- 2020 -2024 Chief Compliance Officer and Legal Counsel @
- 2018 -2020 AVP, Head Global Control Room @
- 2017 -2018 Director, Head Canadian Control Room @
- 2013 -2017 Chief Compliance Officer, Scotia Managed Companies Administration Inc. @
- 2012 -2017 Director, Fund Manager, Corporate and Investment Banking @
- 2008 -2012 Director, Compliance Control Room @
- 2001 -2003 Associate Lawyer @
- 1996 -2000 Associate Lawyer @
Susan Eapen Education
- The University of British Columbia
Bachelor of Laws (LL.B.) (Law)
1991-1994 - University of Toronto - University of Trinity College
Bachelor of Arts (B.A.) (English and Economics)
1988-1991 - Canadian Securities Institute
Canadian Securities Course (CSC) and Partners, Directors and Officers Course (PDO)
Susan Eapen Skills
- Securities
- Capital Markets
- Risk Management
- Corporate Governance
- Due Diligence
- Financial Risk
- Banking
- Securities Regulation
- Investments
- Management
- Legal Compliance
- Broker-Dealer Compliance
- Investment Banking
Susan Eapen Summary
- Susan Eapen, based in Toronto, ON, CA, is currently a Chief Compliance Officer at Connor, Clark & Lunn Private Capital Ltd. (CC&L). Susan Eapen brings experience from previous roles at Foyston, Gordon & Payne Inc., TD, RBC and Scotiabank. Susan Eapen holds a 1991 - 1994 Bachelor of Laws (LL.B.) in Law @ The University of British Columbia. With a robust skill set that includes Securities, Capital Markets, Risk Management, Corporate Governance, Due Diligence and more. Susan Eapen has 1 emails on RocketReach.
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Top Connor, Clark & Lunn Private Capital Ltd. (CC&L) Employees
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Susan Eapen
Chief Compliance Officer
Toronto, ON, CA
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