Summer Pretzer Email & Phone Number
Senior Vice President, Head of Risk Controls @ Cetera Financial Group
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Summer Pretzer Location
- San Diego, CA, US
Summer Pretzer Work
- Senior Vice President, Head of Risk Controls @ (March 2025 - Present)
- Vice President, Risk and Regulatory Affairs @ (April 2021 - Present)
- Vice President, Head of Supervision @ Cetera Advisor Networks LLC, Member FINRA/SIPC (May 2017 - March 2021)
- VP, Compliance and Operations @ (January 2016 - May 2017)
- VP, Supervision @ (March 2011 - November 2015)
- AVP, Complex Risk Officer @ (March 2010 - March 2011)
- VP, Risk Control Manager @ Trust Administration Services (December 2008 - March 2010)
- AVP, Compliance Manager @ (June 2008 - September 2008)
- AVP, Compliance Officer @ (October 2002 - June 2008)
- AVP, Senior Branch Examiner @ (June 1998 - October 2002)
Summer Pretzer Education
- US Marine Corps
Degree N/A (Corporal, USMC)
1993-1997
Summer Pretzer Skills
- Communication
- Securities Regulation
- Regulatory Compliance
- Finance
- Financial Risk
- FINRA
- Risk Management
- Asset Management
- Financial Services
- Investment Advisory
- Management
- Portfolio Management
- Securities
- Mutual Funds
Summer Pretzer Summary
- Summer Pretzer, based in San Diego, CA, US, is currently a Senior Vice President, Head of Risk Controls at Cetera Financial Group. Summer Pretzer brings experience from previous roles at Cetera Financial Group, Cetera Advisor Networks LLC, Member FINRA/SIPC, Academy Securities and LPL Financial. Summer Pretzer holds a 1993 - 1997 Degree N/A in Corporal, USMC @ US Marine Corps. With a robust skill set that includes Communication, Securities Regulation, Regulatory Compliance, Finance, Financial Risk and more. Summer Pretzer has 1 emails and 1 mobile phone numbers on RocketReach.
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Summer Pretzer
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