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Summer Pretzer Location
San Diego, CA, US
Summer Pretzer Work
2025 -now Senior Vice President, Head of Risk Controls @
2021 -now Vice President, Risk and Regulatory Affairs @
2017 -2021 Vice President, Head of Supervision @ Cetera Advisor Networks LLC, Member FINRA/SIPC
2016 -2017 VP, Compliance and Operations @
2011 -2015 VP, Supervision @
2010 -2011 AVP, Complex Risk Officer @
2008 -2010 VP, Risk Control Manager @ Trust Administration Services
2008 -2008 AVP, Compliance Manager @
2002 -2008 AVP, Compliance Officer @
1998 -2002 AVP, Senior Branch Examiner @
Summer Pretzer Education
US Marine Corps
Degree N/A (Corporal, USMC)
1993-1997
Summer Pretzer Skills
Communication
Securities Regulation
Regulatory Compliance
Finance
Financial Risk
FINRA
Risk Management
Asset Management
Financial Services
Investment Advisory
Management
Portfolio Management
Securities
Mutual Funds
Summer Pretzer Summary
Summer Pretzer, based in San Diego, CA, US, is currently a Senior Vice President, Head of Risk Controls at Cetera Financial Group. Summer Pretzer brings experience from previous roles at Cetera Financial Group, Cetera Advisor Networks LLC, Member FINRA/SIPC, Academy Securities and LPL Financial. Summer Pretzer holds a 1993 - 1997 Degree N/A in Corporal, USMC @ US Marine Corps. With a robust skill set that includes Communication, Securities Regulation, Regulatory Compliance, Finance, Financial Risk and more. Summer Pretzer has 1 emails and 1 mobile phone numbers on RocketReach.
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