Stuart Heiss Email & Phone Number
Independent Compliance Consultant @ Independent Consultant
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Stuart Heiss Location
- United States
Stuart Heiss Work
- Independent Compliance Consultant @ (June 2026 - Present)
- Head of Compliance and Chief Legal Officer @ (July 2025 - June 2026)
- U.S. Chief Compliance Officer @ (November 2024 - May 2025)
- Deputy Chief Compliance Officer, Senior Vice President @ (June 2023 - July 2024)
- Senior Compliance Officer and Counsel @ (April 2021 - May 2023)
- Vice President Legal and Compliance @ (April 2019 - March 2021)
- Compliance Counsel @ (January 2014 - December 2016)
- Senior Compliance Counsel @ (January 2016 - January 2019)
- Independent Business and Compliance Consultant @ (January 2010 - December 2012)
- Compliance Counsel @ (January 2014 - January 2016)
- Compliance Officer @ (January 2013 - January 2014)
- Senior Compliance Counsel @ (January 2016 - December 2019)
- Compliance Analyst @ (January 2012 - January 2013)
- Independent Business and Compliance Consultant @ Independent Consultant (January 2010 - January 2012)
- Head Equities Trader @ (January 2007 - January 2009)
- Director, Prime Services and the Institutional Equities Group @ (January 2002 - January 2007)
- Compliance Officer @ (January 2013 - December 2014)
- Institutional Sales Trader @ (January 1999 - January 2001)
- Compliance Analyst @ (January 2012 - December 2013)
Stuart Heiss Education
- Maurice A. Deane School of Law at Hofstra University
J.D. (Law)
- University at Buffalo
B.A. (Political Science)
Stuart Heiss Summary
- Stuart Heiss, based in United States, is currently a Independent Compliance Consultant at Independent Consultant. Stuart Heiss brings experience from previous roles at MSH Capital Advisors LLC, Innocap, Capstone Investment Advisors and Cinctive Capital. Stuart Heiss holds a J.D. in Law @ Maurice A. Deane School of Law at Hofstra University. Stuart Heiss has 2 emails and 1 mobile phone numbers on RocketReach.
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