Stuart Heiss Email & Phone Number
Independent Compliance Consultant @ Independent Consultant
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Stuart Heiss Location
- United States
Stuart Heiss Work
- 2026 -now Independent Compliance Consultant @
- 2025 -2026 Head of Compliance and Chief Legal Officer @
- 2024 -2025 U.S. Chief Compliance Officer @
- 2023 -2024 Deputy Chief Compliance Officer, Senior Vice President @
- 2021 -2023 Senior Compliance Officer and Counsel @
- 2019 -2021 Vice President Legal and Compliance @
- 2014 -2016 Compliance Counsel @
- 2016 -2019 Senior Compliance Counsel @
- 2010 -2012 Independent Business and Compliance Consultant @
- 2014 -2016 Compliance Counsel @
- 2013 -2014 Compliance Officer @
- 2016 -2019 Senior Compliance Counsel @
- 2012 -2013 Compliance Analyst @
- 2010 -2012 Independent Business and Compliance Consultant @ Independent Consultant
- 2007 -2009 Head Equities Trader @
- 2002 -2007 Director, Prime Services and the Institutional Equities Group @
- 2013 -2014 Compliance Officer @
- 1999 -2001 Institutional Sales Trader @
- 2012 -2013 Compliance Analyst @
Stuart Heiss Education
- Maurice A. Deane School of Law at Hofstra University
J.D. (Law)
- University at Buffalo
B.A. (Political Science)
Stuart Heiss Summary
- Stuart Heiss, based in United States, is currently a Independent Compliance Consultant at Independent Consultant. Stuart Heiss brings experience from previous roles at MSH Capital Advisors LLC, Innocap, Capstone Investment Advisors and Cinctive Capital. Stuart Heiss holds a J.D. in Law @ Maurice A. Deane School of Law at Hofstra University. Stuart Heiss has 2 emails and 1 mobile phone numbers on RocketReach.
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