Steven Spencer Email & Phone Number
Head of Capital Markets Compliance @ Goldman Sachs
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Steven Spencer Location
- Newport Beach, CA, US
Steven Spencer Work
- Head of Capital Markets Compliance @ (September 2024 - Present)
- Chief Compliance Officer @ (March 2023 - September 2024)
- Chief Compliance Officer @ Goldman Sachs Personal Financial Managment (March 2020 - November 2023)
- Vice President - Capital Markets Compliance @ (July 2012 - March 2020)
- Vice President - Credit Derivatives @ (February 2010 - July 2012)
- VIce President - Equity Derivatives @ (January 2009 - January 2010)
- Associate - Equity Derivatives @ (November 2005 - December 2008)
- Captain @ (May 2000 - June 2004)
Steven Spencer Education
- Penn State University
Bachelor's Degree
1996-2000
Steven Spencer Skills
- Equities
- Fixed Income
- Capital Markets
- Derivatives
- Hedge Funds
- Trading Systems
- Equity Derivatives
- Credit Derivatives
- Asset Management
- Legal Compliance
- Broker-Dealer
- Structured Products
- Private Banking
- Risk Assessment
- Risk Management
- Inventory Management
- IPO
- Investment Banking
- Series 63
- Series 3
- Series 55
- Series 10
- Series 24
- Broker Dealer
- Series 7
- Series 9
Steven Spencer Summary
- Steven Spencer, based in Newport Beach, CA, US, is currently a Head of Capital Markets Compliance at Goldman Sachs. Steven Spencer brings experience from previous roles at Goldman Sachs Ayco, Goldman Sachs Personal Financial Managment and Goldman Sachs. Steven Spencer holds a 1996 - 2000 Bachelor's Degree @ Penn State University. With a robust skill set that includes Equities, Fixed Income, Capital Markets, Derivatives, Hedge Funds and more. Steven Spencer has 2 emails and 2 mobile phone numbers on RocketReach.
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