Steven Mills Email & Phone Number
Chief Operating Officer @ Private Client Services (PCS), Member FINRA, SIPC
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Steven Mills Location
- Sullivan's Island, SC, US
Steven Mills Work
- Chief Operating Officer @ (July 2023 - Present)
- Executive Director - Investment Advisory Services @ (November 2021 - Present)
- Chief Compliance Officer @ Apollon Wealth Management (January 2020 - October 2021)
- Chief Operating Officer @ Apollon Wealth Management (April 2019 - August 2020)
- Senior Vice President - Risk Management @ (April 2014 - April 2019)
- Vice President - Supervision Manager @ Wells Fargo Advisors Wealth Brokerage Services (February 2009 - April 2014)
- Risk Management, Vice President - Project Manager @ Wachovia Securities Investment Services Group (July 2006 - February 2009)
- Wealth Management, Associate Broker @ Wachovia Securities Investment Services Group (January 2002 - July 2006)
- Financial Advisor and Operations Manager @ First Union Securities Investment Services Group (April 2000 - December 2001)
- Brokerage Operations, Operations Analyst and Management @ First Union Securities Investment Services Group (October 1998 - April 2000)
- Talent Associate Program @ First Union Corporation First University (June 1998 - October 1998)
Steven Mills Education
- University of Pennsylvania
(Leadership)
2017-2019 - University of North Carolina
Bachelor Of Science (Business Administration, Marketing)
1993-1998 - University of North Carolina at Charlotte - Belk College of Business 1993-1998
Steven Mills Skills
- Annuities
- FINRA
- Series 31
- Series 63
- Series 65
- Series 7
- Series 9/10
Steven Mills Summary
- Steven Mills, based in Sullivan's Island, SC, US, is currently a Chief Operating Officer at Private Client Services (PCS), Member FINRA, SIPC. Steven Mills brings experience from previous roles at Private Client Services (Pcs), Member Finra, Sipc, Apollon Wealth Management and LPL Financial. Steven Mills holds a 2017 - 2019 University of Pennsylvania. With a robust skill set that includes Annuities, FINRA, Series 31, Series 63, Series 65 and more. Steven Mills has 2 emails and 2 mobile phone numbers on RocketReach.
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Top Private Client Services (PCS), Member FINRA, SIPC Employees
Kimberley Dowdy
Manager, Advisory Operations
Birmingham, AL, US
Matthew Hecht
Director of Advisory Operations and Technology
Charlotte, NC, US
Steve Higdon
Chief Business Development Officer, Vice Chairman of Board
Louisville, KY, US
Ernest Sampson
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Louisville, KY, US
Mary Wescott
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Louisville, KY, US
Damon Joyner
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Louisville, KY, US
John Tobias
IT Director
Louisville, KY, US
Steven Mills
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Connor Higdon
Business Development Manager
Louisville, KY, US
Leah Hunt
Director, Advisor Technology Solutions
Dallas, TX, US
Jane Voort
Managing Principal
Kaukauna, WI, US
Patricia Gayle
Human Resources Director
Louisville, KY, US
Todd Oberhausen
Senior Director Risk and Compliance
United States
Shana Keil
Director, Operations and Account Services
Waupaca, WI, US
Robert Clements
Senior Financial Advisor
Louisville, KY, US
Tracy Parson
Client Onboarding Manager
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Mary Howard
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Andrew Higdon
Business Development Manager
Louisville, KY, US
Tim Graham
President
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