Steven Longo Email & Phone Number
Managing Director, Global Head of Supervisory Support @ Wells Fargo
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Steven Longo Location
- New York, NY, US
Steven Longo Work
- 2023 -now Managing Director, Global Head of Supervisory Support @
- 2019 -2023 Americas Head of Surveillance @
- 2018 -2019 Chief Compliance and Ethics Officer @ Harbor Platform, Inc.
- 2015 -2018 Citigroup Audit Director ICG Compliance @
- 2010 -2015 Managing Director and Global Head of Equity Supervision and Controls @
- 2008 -2010 VP and Associate General Counsel and Divisional Compliance Manager @ JP Morgan Securities Inc.
- 2007 -2008 Managing Director and Domestic Head of Equity Supervision @
- 2004 -2007 Principal and Manager of Equity Derivatives Trading Supervision @ Banc of America Securities, LLC
- 2001 -2004 Senior Enforcement Attorney and Principal Market Analyst @ NEW YORK STOCK EXCHANGE (NYSE) INC
Steven Longo Education
- Yale School of Management
ExecOnline Certificate Program (Leading Effective Decision-Making)
2022-2022 - Wharton Executive Education
(Economics of Blockchain and Digital Assets)
2022-2022 - NYU Stern School of Business
Master's Degree (Master of Science in Risk Management)
2013-2014 - Fordham University School of Law
Juris Doctor (J.D.) (Banking, Corporate, Finance, and Securities Law)
1999-2003 - John Jay College (CUNY)
Bachelor's Degree (Bachelor of Science in Criminal Justice)
1991-1993
Steven Longo Skills
- Risk Management
- Equities
- Securities Regulation
- Operational Risk Management
- Compliance
- Electronic Trading
- Supervision
- Trade Reporting
- Error Management
- Customer Complaints
- Portfolio Trading
- Cash Trading
- 15c3-5
- Clearly Erroneous
- Market Manipulations
- Securities Fraud
- Trader Mandates
- Communication with the Public
- Trade Ideas
- Market Commentary
- Suitability
- Heightened Supervision
- Books and Records
- Internal Audit
- Validation
- Legal Writing
- 15c3 5
- Business Development
- Microsoft Excel
- Strategic Planning
- Program Management
- Integration
Steven Longo Summary
- Steven Longo, based in New York, NY, US, is currently a Managing Director, Global Head of Supervisory Support at Wells Fargo. Steven Longo brings experience from previous roles at Citi, Harbor Platform, Inc., Citigroup and Bank of America Merrill Lynch. Steven Longo holds a 2022 - 2022 ExecOnline Certificate Program in Leading Effective Decision-Making @ Yale School of Management. With a robust skill set that includes Risk Management, Equities, Securities Regulation, Operational Risk Management, Compliance and more. Steven Longo has 3 emails and 2 mobile phone numbers on RocketReach.
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