Steven Dean Email & Phone Number
Chief Compliance Officer @ Baldwin Wealth Partners
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Steven Dean Location
- United States
Steven Dean Work
- 2024 -now Chief Compliance Officer @
- 2023 -2024 Chief Compliance Officer @
- 2022 -2023 Chief Compliance Officer @
- 2013 -2022 Vice President, Director Compliance @
- 2011 -2012 The Hartford Investment Management Company Compliance Advisor @
- 2003 -2011 Compliance Manager @
Steven Dean Education
- The University of Connecticut
Bachelor of Arts (B.A.) (Bachelor of Arts (B.A.))
1996-2000
Steven Dean Skills
- Branch Examinations
- Broker Dealer
- Strategy
- Series 63
- Retail Banking
- Asset Management
- 2064 7
- Supervisory Principal
- Financial Risk
- Investment Advisory
- Finance
- Series 7
- Enforcement
- Mergers and Acquisitions
- Leadership
- Risk Assessment
- Commercial Banking
- Management
- FX trading
- Microsoft Excel
- Marketing
- Investments
- Compliance
- Global Banking and Markets
- Series 53
- Interest Rate Swaps
- Risk Management
- Consumer Lending
- Series 65
- Series 24
- Series 4
- AML
- Capital Markets
- Institutional Investments
- 206 7
Steven Dean Summary
- Steven Dean, based in United States, is currently a Chief Compliance Officer at Baldwin Wealth Partners. Steven Dean brings experience from previous roles at KLR Wealth Management, LLC, Beck Bode, LLC, Citizens Financial Group, Inc. and The Hartford. Steven Dean holds a 1996 - 2000 Bachelor of Arts (B.A.) in Bachelor of Arts (B.A.) @ The University of Connecticut. With a robust skill set that includes Branch Examinations, Broker Dealer, Strategy, Series 63, Retail Banking and more. Steven Dean has 1 emails and 2 mobile phone numbers on RocketReach.
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