Steven Dean Location
United States
Steven Dean Work
- 2024 - now Chief Compliance Officer @ Baldwin Wealth Partners
- 2023 - 2024 Chief Compliance Officer @ KLR Wealth Management, LLC
- 2022 - 2023 Chief Compliance Officer @ Beck Bode, LLC
- 2013 - 2022 Vice President, Director Compliance @ Citizens Financial Group, Inc.
- 2011 - 2012 The Hartford Investment Management Company Compliance Advisor @ The Hartford
- 2003 - 2011 Compliance Manager @ Commonwealth Financial Network
Steven Dean Education
- The University of Connecticut
Bachelor of Arts (B.A.)
1996 - 2000
Steven Dean Skills
- Branch Examinations
- Broker Dealer
- Strategy
- Series 63
- Retail Banking
- Asset Management
- 2064 7
- Supervisory Principal
- Financial Risk
- Investment Advisory
Steven Dean Summary
Steven Dean, based in United States, is currently a Chief Compliance Officer at Baldwin Wealth Partners. Steven Dean brings experience from previous roles at KLR Wealth Management, LLC, Beck Bode, LLC, Citizens Financial Group, Inc. and The Hartford. Steven Dean holds a 1996 - 2000 Bachelor of Arts (B.A.) @ The University of Connecticut. With a robust skill set that includes Branch Examinations, Broker Dealer, Strategy, Series 63, Retail Banking and more. Steven Dean has 1 emails and 1 mobile phone numbers on RocketReach.
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