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Steve Ponte Location
Boston, MA, US
Steve Ponte Work
Compliance Officer @ (July 2015 - Present)
New Business Principal @ Investors Capital (September 2013 - July 2015)
Operations Associate @ Investors Capital (June 2012 - September 2013)
Work Leader @ (October 2011 - June 2012)
Senior Operations Specialist @ (August 2010 - October 2011)
Distribution Specialist @ Paychex, Inc (June 2008 - October 2010)
Steve Ponte Education
University of Massachusetts Lowell
Bachelor of Science (B.S.) (Corporate Finance)
2007-2012
Steve Ponte Skills
Alternative Investments
Equity Indexed Annuities
FINRA
Finance
Fixed Annuities
Investments
Multi-language
Mutual Funds
Options
Portuguese
Securities
Series 24
Series 4
Series 52
Series 53
Series 66
Series 7
Variable Annuities
Steve Ponte Summary
Steve Ponte, based in Boston, MA, US, is currently a Compliance Officer at Santander Securities. Steve Ponte brings experience from previous roles at Investors Capital and PNC Financial Services Group, Inc. Steve Ponte holds a 2007 - 2012 Bachelor of Science (B.S.) in Corporate Finance @ University of Massachusetts Lowell. With a robust skill set that includes Alternative Investments, Equity Indexed Annuities, FINRA, Finance, Fixed Annuities and more. Steve Ponte has 2 emails on RocketReach.
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