Steve Montgomery Email & Phone Number
Head of CIB Markets Compliance @ Wells Fargo
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Steve Montgomery Location
- Chicago, IL, US
Steve Montgomery Work
- Head of CIB Markets Compliance @ (June 2025 - Present)
- FCM and Swap Dealer Compliance @ (March 2012 - June 2025)
- Vice President @ (September 2010 - March 2012)
- Vice President and Director of Compliance @ (January 2003 - September 2010)
- Auditor @ National Futures Association (January 2000 - January 2002)
Steve Montgomery Education
- University of Illinois Urbana-Champaign
Bachelor of Arts (B.A.) (Finance and Economics)
1996-2000
Steve Montgomery Skills
- Series 24
- Series 7
- Series 3
- Options
- Securities
- Futures
- Series 63
- Series 4
- Compliance
- Equities
- Hedge Funds
- Fixed Income
- Derivatives
- FINRA
- Commodity
- Mutual Funds
- Capital Markets
- Financial Markets
- Trading Systems
- Asset Managment
- Bloomberg
- Electronic Trading
- Investments
- Trading
- Equity Trading
- ETFs
- Financial Services
- Bonds
- Back Office
- Prime Brokerage
- Equity Derivatives
- Financial Risk
- Swaps
- Investment Management
- Asset Management
- Auditing
- Sales
- Securities Regulation
- Funding
- Commodity Markets
- Management
- Customer Service
- Strategy
Steve Montgomery Summary
- Steve Montgomery, based in Chicago, IL, US, is currently a Head of CIB Markets Compliance at Wells Fargo. Steve Montgomery brings experience from previous roles at Wells Fargo, Merrill Lynch, Rosenthal Collins Group and National Futures Association. Steve Montgomery holds a 1996 - 2000 Bachelor of Arts (B.A.) in Finance and Economics @ University of Illinois Urbana-Champaign. With a robust skill set that includes Series 24, Series 7, Series 3, Options, Securities and more. Steve Montgomery has 1 emails and 3 mobile phone numbers on RocketReach.
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