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Steve Matthews Location
Washington, DC, US
Steve Matthews Work
Managing Director and Principal Counsel @ (July 2026 - Present)
Chief Legal Officer, Chief Operating Officer and Corporate Secretary @ (September 2025 - June 2026)
Chief Legal Officer, General Counsel and Corporate Secretary @ (December 2023 - August 2025)
VP and Senior Legal Counsel @ (August 2021 - December 2023)
Principal Associate General Counsel @ (July 2010 - July 2021)
Head of Legal and Compliance, NASDAQ Europe @ (May 2008 - June 2010)
Vice President and Compliance Officer @ (September 2005 - May 2008)
Vice President and Compliance Officer @ (April 2004 - September 2005)
Associate @ Financial Services Authority (September 2000 - April 2004)
Steve Matthews Education
Inns of Court School of Law
(Legal Studies, Law)
1998-1999
Cardiff University / Prifysgol Caerdydd
Bachelor of Law (Law)
1995-1998
Steve Matthews Skills
CFTC
Capital Markets
Commodity Markets
Compliance Regulations
Contract Law
Corporate Governance
Corporate Law
Cross-border Transactions
Energy Derivatives
Equities
Ethics
FSA
Financial Regulation
Financial Services
Global Regulatory Compliance
Investment Banking
Legal Compliance
Mergers & Acquisitions
Regulatory Affairs
Regulatory Compliance
Regulatory Requirements
SEC
Securities
Securities Regulation
US Treasuries
Management
Mortgage Lending
Regulations
Legal Writing
MiFID
McAfee
Relationship Management
Mergers and Acquisitions
Java
Active Directory
Change Management
Residential Mortgages
Lines of Credit
Risk Management
System Deployment
Strategic Financial Planning
Personal Banking
Small Business Lending
AML
Laptops
SQL
C&i Lending
Windows Server
Windows XP
Mergers
Finance
Compliance
Credit
Desktop Computers
Banking
Prime Brokerage
Income Protection
Steve Matthews Summary
Steve Matthews, based in Washington, DC, US, is currently a Managing Director and Principal Counsel at Wedbush. Steve Matthews brings experience from previous roles at Augment, Nasdaq Private Market and Nasdaq. Steve Matthews holds a 1998 - 1999 Inns of Court School of Law. With a robust skill set that includes CFTC, Capital Markets, Commodity Markets, Compliance Regulations, Contract Law and more. Steve Matthews has 2 emails and 1 mobile phone numbers on RocketReach.
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