Steve Darley Email
Manager Compliance- Branch Audits @ Raymond James Ltd.
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Steve Darley Location
- Canada
Steve Darley Work
- Manager Compliance- Branch Audits @ (November 2011 - Present)
- Branch Manager (AROP) - Compliance Department @ (December 2009 - November 2011)
- Compliance Manager @ (November 2005 - December 2009)
- Field Supervision Director (Compliance) @ Edward Jones (September 2003 - October 2005)
Steve Darley Education
- The Association of Certified Anti-Money Laundering Specialists (ACAMS)
CAMS
2017 - Insurance Council of BC
Life Insurance (A&S) License
2015 - University of Guelph
BComm (Economics)
- CSI
PDO (BMC, Options Supervision, CPH, CSC, CIC)
- FINRA
Series 7 & 24
Steve Darley Skills
- Anti Money Laundering
- Equities
- Financial Planning
- Financial Services
- Investment Advisory
- Investments
- Mutual Funds
- Portfolio Management
- Retirement Planning
- Securities
- Wealth Management
Steve Darley Summary
- Steve Darley, based in Canada, is currently a Manager Compliance- Branch Audits at Raymond James Ltd.. Steve Darley brings experience from previous roles at Raymond James Ltd. and Edward Jones. Steve Darley holds a CAMS @ The Association of Certified Anti-Money Laundering Specialists (ACAMS). With a robust skill set that includes Anti Money Laundering, Equities, Financial Planning, Financial Services, Investment Advisory and more. Steve Darley has 1 emails on RocketReach.
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