Steve Cady Email
Head of Compliance (Interim) @ FNZ Group
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Steve Cady Location
- Whitchurch, GB
Steve Cady Work
- Head of Compliance (Interim) @ (January 2026 - Present)
- Head of Regulatory Advisory @ (September 2024 - Present)
- Head of Compliance Advisory, Quilter Group @ (March 2022 - December 2023)
- Head of Compliance, Quilter Platform @ (June 2021 - March 2022)
- Head of Compliance @ Old Mutual Wealth UK (October 2014 - June 2021)
- Chief Risk Officer (Interim) @ Old Mutual Investment Platform (August 2016 - June 2017)
- Chair @ UK Platform (Compliance) Group (March 2015 - March 2016)
- UK Risk and Compliance Manager @ (September 2011 - October 2014)
- UK Regulation Compliance Manager @ (January 2008 - September 2011)
- Compliance Policy Manager @ (May 2001 - January 2008)
- Senior Compliance Manager @ (June 1998 - May 2001)
- Compliance Manager @ (January 1994 - January 1998)
Steve Cady Skills
- AML
- Anti Money Laundering
- Asset Management
- Change Management
- Communication
- Compliance
- Compliance Advisory
- Compliance Assurance
- Conduct Risk
- Consumer Duty
- Enterprise Risk Management
- FCA
- FSA
- Financial Advisory
- Financial Crime
- Financial Planning
- Financial Promotions
- Financial Services
- Governance
- Industry standards
- Insurance
- Investment Management
- Investments
- Knowledge Acquisition
- Leadership
- Life & Pensions
- Line Management
- MLRO
- Matrix Management
- MiFID
- Mutual Funds
- Operational Risk
- Pensions
- Platforms
- Policy Advice
- Portfolio Management
- Product Development
- Product Governance
- Regulations
- Regulatory Advice
- Regulatory Change
- Regulatory Strategy
- Relationship Building
- Risk Management
- SMCR
- Solvency II
- Stakeholder Management
- Team Management
- Wealth
- Wealth Management
- Financial Risk
- Financial Regulation
- TCF
- Corporate Governance
- Project Management
- Inheritance Tax Planning
- Strategic Financial Planning
- Alternative Investments
- Commercial Litigation
- Compliance Policy
- Public Speaking
- Policy Analysis
- Platform
- Cobs
- Training
- Customer Service
- Services
- Life And Pensions
- Research
- Marketing
- Policy
- u.k. Financial Services Authority Fsa
- u.k. Financial Services Authority
Steve Cady Summary
- Steve Cady, based in Whitchurch, GB, is currently a Head of Compliance (Interim) at FNZ. Steve Cady brings experience from previous roles at FNZ, Quilter and Old Mutual Wealth UK. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, Change Management, Communication and more. Steve Cady has 2 emails on RocketReach.
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Top FNZ Group Employees
Alison McQuaker
Head of Procuremrnt and Supplier Management
Edinburgh, Scotland, GB
Tom Dorsky
Head of FNZ Trust Company | Board Director
Boston, MA, US
Chris McDonald
Head of Digital
Edinburgh, GB
Yong Li
Head of AI Engineering and Strategy
United Kingdom
Peter Carter
Head of Pensions
London, England, GB
Alexandra Ostler
VP Risk and Compliance
Tampa, FL, US
James Griffiths
Founder and Co-Head, Q-Hub
London, England, GB
Martin Bruce
Head of Legal, Commercial
Edinburgh, GB
Roman Regelman
Group President
New York, NY, US
Toby Blythen
CFO Technology, Operations and Delivery
Godalming, GB
Olivia Broderick
Group General Counsel
London, GB
Nicholas Ponniah
Head of Responsible AI
United Kingdom
Alasdair Munro
Chief Marketing and Communications Officer
Edinburgh, Scotland, GB
James Dunne
Chief Commercial Officer
London, GB
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