Stephen Xu Email
Vice President, Head of Compliance and Risk @ Nomura Asset Management
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Stephen Xu Location
- Shanghai, China
Stephen Xu Work
- 2025 -now Vice President, Head of Compliance and Risk @
- 2024 -2025 Deputy GM, Legal and Compliance (Head of General Compliance and FCC) @
- 2020 -2024 Vice President, Legal and Regulatory (Head of Compliance and Risk) @ Brookfield Asset Management
- 2017 -2020 Associate Director (Head of Investment Compliance) @
- 2015 -2016 Manager, Financial Services @
- 2007 -2015 Junior Partner @ MX & Partners
- 2006 -2007 Accountant @ DL & Associates
Stephen Xu Education
- University of Sydney 2004-2005
- University of Newcastle 2001-2003
Stephen Xu Summary
- Stephen Xu, based in Shanghai, China, is currently a Vice President, Head of Compliance and Risk at Nomura Asset Management. Stephen Xu brings experience from previous roles at AXA TIANPING, Brookfield Asset Management, AIA and KPMG. Stephen Xu holds a 2004 - 2005 University of Sydney. Stephen Xu has 3 emails on RocketReach.
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Top Nomura Asset Management Employees
Rajiv Sobti
CIO
New York, NY, US
Mike Mahoney
Managing Director
Philadelphia, PA, US
Tarek Fadlallah
Chief Executive Officer
Dubai, AE
David Kirshner
Vice President of Risk and Governance
Philadelphia, PA, US
Magnus Fielko
CEO - Board Member (Geschäftsführer)
Frankfurt, HE, DE
James Lancaster
CEO
Riverside, CA, US
Vivian Fcca
Chief Financial Officer
London, GB
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