Stephen Xu Email
Vice President, Head of Compliance and Risk @ Nomura Asset Management
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Stephen Xu Location
- Shanghai, China
Stephen Xu Work
- Vice President, Head of Compliance and Risk @ (March 2025 - Present)
- Deputy GM, Legal and Compliance (Head of General Compliance and FCC) @ (September 2024 - March 2025)
- Vice President, Legal and Regulatory (Head of Compliance and Risk) @ Brookfield Asset Management (August 2020 - July 2024)
- Associate Director (Head of Investment Compliance) @ (January 2017 - July 2020)
- Manager, Financial Services @ (October 2015 - December 2016)
- Junior Partner @ MX & Partners (May 2007 - September 2015)
- Accountant @ DL & Associates (April 2006 - April 2007)
Stephen Xu Education
- University of Sydney
Master of International Business & Law (International Business Regulations)
2004-2005 - University of Newcastle
Bachelor of Commerce (B.Com.) (Accounting and Finance)
2001-2003
Stephen Xu Summary
- Stephen Xu, based in Shanghai, China, is currently a Vice President, Head of Compliance and Risk at Nomura Asset Management. Stephen Xu brings experience from previous roles at AXA TIANPING, Brookfield Asset Management, AIA and KPMG. Stephen Xu holds a 2004 - 2005 Master of International Business & Law in International Business Regulations @ University of Sydney. Stephen Xu has 3 emails on RocketReach.
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