Stephen Xu Email
Vice President, Head of Compliance and Risk @ Nomura Asset Management
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Stephen Xu Location
- Shanghai, China
Stephen Xu Work
- 2025 -now Vice President, Head of Compliance and Risk @
- 2024 -2025 Deputy GM, Legal and Compliance (Head of General Compliance and FCC) @
- 2020 -2024 Vice President, Legal and Regulatory (Head of Compliance and Risk) @ Brookfield Asset Management
- 2017 -2020 Associate Director (Head of Investment Compliance) @
- 2015 -2016 Manager, Financial Services @
- 2007 -2015 Junior Partner @ MX & Partners
- 2006 -2007 Accountant @ DL & Associates
Stephen Xu Education
- University of Sydney
Master of International Business & Law (International Business Regulations)
2004-2005 - University of Newcastle
Bachelor of Commerce (B.Com.) (Accounting and Finance)
2001-2003
Stephen Xu Summary
- Stephen Xu, based in Shanghai, China, is currently a Vice President, Head of Compliance and Risk at Nomura Asset Management. Stephen Xu brings experience from previous roles at AXA TIANPING, Brookfield Asset Management, AIA and KPMG. Stephen Xu holds a 2004 - 2005 Master of International Business & Law in International Business Regulations @ University of Sydney. Stephen Xu has 3 emails on RocketReach.
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