Stephen Wadey Email

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Head of Compliance and MLRO @ (October 2024 - Present)
Head of Compliance and MLRO @ (June 2024 - Present)
Compliance at Whitefoord LLP @ (April 2023 - Present)
Head of Compliance and MLRO @ (March 2020 - April 2023)
Head of Risk and Compliance @ (May 2018 - October 2019)
Taking a break @ Taking a break (November 2016 - May 2018)
UK Head of Compliance @ AXA Investment Managers (May 2014 - November 2016)
Chief Compliance Officer and MLRO @ Old Mutual Global Investors (Skandia Investment Group & OMAM UK) (August 2012 - February 2014)
Chief Compliance Officer and MLRO @ Old Mutual Asset Managers UK (June 2010 - February 2014)
Chief Compliance Officer and MLRO @ Old Mutual Fund Managers (January 2010 - February 2014)
Chief Compliance Officer and MLRO @ Old Mutual Asset Management International (March 2012 - January 2013)
Head of Compliance @ (February 2008 - May 2010)
Senior Compliance Officer @ State Street Global Advisors (November 2006 - January 2008)
Compliance @ State Street Global Advisors

Due Diligence
Communication
Fund of Funds (FOF)
Regulatory Risk
Investment Advisory Services
Banking
Global Regulatory Compliance
Securities Regulation
Solutions Focused
U.S. Securities and Exchange Commission (SEC)
Surveillance
Policies & Procedures
Financial Advisory
Financial Promotions
MLRO
Equities
AML
Hedge Funds
Operational Risk
Risk Management
Governance
Asset Managment
Asset Management
Financial Risk
Financial Regulation
Alternative Investments
Investment Management
Securities
Financial Services
Mutual Funds
KYC
Fund Administration
Fixed Income
Derivatives
Compliance
Anti Money Laundering
Enterprise Risk Management
Operational Risk Management
Compliance Monitoring
Portfolio Management
E.U. Undertakings for Collective Investment in Transferable Securities Directives (UCITS)
Compliance Management
Institutional Investments
Compliance Advisory
Financial Markets
Fund Accounting
Wealth Management
Private Equity
Real Assets
FICC
Microsoft Office
Investors
Business Strategy
Research
Management
Microsoft Excel

Stephen Wadey, based in London, GB, is currently a Head of Compliance and MLRO at Afin Bank Limited. Stephen Wadey brings experience from previous roles at Afin Bank Limited, Whitefoord LLP, Recognise Bank Limited and BRITISH AIRWAYS PENSION INVESTMENT MANAGEMENT LIMITED. With a robust skill set that includes Due Diligence, Communication, Fund of Funds (FOF), Regulatory Risk, Investment Advisory Services and more. Stephen Wadey has 1 emails on RocketReach.