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Stephen Strombelline Location
New York, NY, US
Stephen Strombelline Work
Managing Director @ (February 2022 - Present)
Managing Director @ (June 2017 - February 2022)
Head of Corporate Compliance and Senior Vice President @ The Charles Schwab Corporation (November 2015 - June 2017)
Contributor to the Cadwalader Cabinet @ (January 2015 - November 2015)
Managing Director - Chief Compliance Officer @ (January 2003 - January 2014)
Director of Compliance, Americas @ (January 1999 - January 2003)
Principal, Head of Equity Capital Markets, Derivatives and Investment Banking Compliance @ BT Alex.Brown Incorporated, Section 20 subsidiary of Bankers Trust Corporation (January 1997 - January 1999)
Vice President, Deputy Director of Compliance @ BT Securities Corporation a/k/a BT Alex.Brown Incorporated (January 1996 - January 1997)
Vice President, Compliance Review and Regulatory Relations Unit @ Salomon Brothers Inc. (January 1993 - January 1996)
Associate Director @ National Association of Securities Dealers (January 1982 - January 1993)
Stephen Strombelline Education
Adelphi University
Master Of Business Administration (Finance)
Hofstra University
Bachelor Of Business Administration (Management)
Stephen Strombelline Skills
Compliance
Regulatory Relations
Leadership
Risk Management
Business Analysis
Investment Banking
Corporate Finance
Finance
FINRA
Banking
Capital Markets
Hedge Funds
Anti Money Laundering
Derivatives
Equities
Fixed Income
Securities
Investments
Financial Modeling
Financial Analysis
Stephen Strombelline Summary
Stephen Strombelline, based in New York, NY, US, is currently a Managing Director at J.S. Held LLC. Stephen Strombelline brings experience from previous roles at Capital Forensics, Inc., a part of J.S. Held, The Charles Schwab Corporation, Cadwalader, Wickersham & Taft LLP and BNP Paribas - North America. Stephen Strombelline holds a Master Of Business Administration in Finance @ Adelphi University. With a robust skill set that includes Compliance, Regulatory Relations, Leadership, Risk Management, Business Analysis and more. Stephen Strombelline has 4 emails and 2 mobile phone numbers on RocketReach.
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