Stephen Squire Email & Phone Number
Chief Compliance Officer | General Counsel | Chief Operating Officer
5 free lookup(s).
Stephen Squire Location
- San Francisco, CA, US
Stephen Squire Work
- 2021 - now Chief Compliance Officer | General Counsel | Chief Operating Officer @ Lime Trading, Corp.
- 2013 - now Managing Member - Consultant @
- 2016 - 2018 Chief Compliance Officer | Managing Principal | Chief Financial Officer @ Mirabella US, LLC
- 2011 - 2015 Director | Chief Compliance Officer | AML Compliance Officer @ Conifer Securities, LLC
- 2003 - 2011 Managing Director - General Counsel | Chief Compliance Officer | AML Compliance Officer @ UNX, LLC
- 1999 - 2003 General Counsel - Chief Compliance Officer @ Emerging Growth Equities / EGE Advisors, Ltd.
- 1997 - 1999 Chief Compliance Officer @
- 1991 - 1997 Senior Compliance Examiner @ Financial Industry Regulatory Authority, Inc.
Stephen Squire Education
- Golden Gate School Of Law, San Francisco, Ca
Doctor of Jurisprudence (Corporate Law)
- University of California, Santa Cruz
Bachelor of Arts (Economics)
Stephen Squire Skills
- Business Strategy
- Litigation
- Microsoft Excel
- Sellers
- Customer Service
- Strategy
- Anti Money Laundering
- Licensing
- Broker Dealer Compliance
- Concept Development
- Securities
- Risk Management
- FINRA
- Finance
- Financial Risk
- Mutual Funds
- Privacy Law
- Investments
- Legal Advice
- Internal Audit
- Intellectual Property
- Investment Banking
- Electronic Trading
- Market Making
- Non Disclosure Agreements
- Investment Advisers Act
- Securities Exchange Act of 1934
- Internal Investigations
- Patent Law
- Data Privacy
- Compliance Investigations
- Underwriting
- Regulatory Examinations
- Online Brokerage
- Policies and Procedures Development
- Human Resources
- Procedure Development
- Negotiation
- Vendor Contracts
- Broker Dealer
- Institutional Sales
- Regulatory Compliance
- Manuals
- Investment Advisory
- Stock Exchange
- Capital Markets
- Hedge Funds
- FinTech
- Marketingg
- Financial Technology
- Consultiing
- Asset Management
- Management
- Equities
- Due Diligence
- Trading
- Financial Markets
- Marketing
- Self Clearing
Stephen Squire Summary
- Stephen Squire, based in San Francisco, CA, US, is currently a Chief Compliance Officer | General Counsel | Chief Operating Officer at Lime Trading, Corp.. Stephen Squire brings experience from previous roles at MALBERIAN CONSULTING LLC, Mirabella US, LLC, Conifer Securities, LLC and UNX, LLC. Stephen Squire holds a Doctor of Jurisprudence in Corporate Law @ Golden Gate School Of Law, San Francisco, Ca. With a robust skill set that includes Business Strategy, Litigation, Microsoft Excel, Sellers, Customer Service and more. Stephen Squire has 2 emails and 2 mobile phone numbers on RocketReach.
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