Stephen Shine Email & Phone Number
Principal - Co-Chair Securities Regulatory Practice Group @ Bressler, Amery & Ross, P.C. (Past)
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Stephen Shine Location
- New York, NY, US
Stephen Shine Work
- 2021 -2024 Principal - Co-Chair Securities Regulatory Practice Group @
- 2004 -2020 Chief Regulatory Counsel @
- 1996 -2004 Senior Vice President and Senior Regulatory Counsel @ Prudential Securities Incorporated
- 1988 -1996 First Vice President - Associate General Counsel @ Prudential Securities Incorporated
- 1984 -1988 Trial Attorney, Criminal Division - Fraud Section @
Stephen Shine Education
- Fordham University School of Law
(Doctor of Law (JD))
Stephen Shine Skills
- AML
- Securities
- FINRA
- Securities Regulation
- Series 7
- Financial Services
- OFAC
- Hedge Funds
- Series 24
- Financial Regulation
- Risk Management
- Mutual Funds
- Corporate Governance
- Capital Markets
- Broker-Dealer
- KYC
- Alternative Investments
- SEC
- Operational Risk
- Broker Dealer
- FCPA
- Commercial Litigation
- Management
- Sales
- Marketing
- Anti Money Laundering
- u.s. Office of Foreign Assets Control Ofac
- u.s. Office of Foreign Assets Control
Stephen Shine Summary
- Stephen Shine, based in New York, NY, US, was previously a Principal - Co-Chair Securities Regulatory Practice Group at Bressler, Amery & Ross, P.C.. Stephen Shine brings experience from previous roles at Prudential Financial, Prudential Securities Incorporated and U.S. Department of Justice. Stephen Shine holds a Fordham University School of Law. With a robust skill set that includes AML, Securities, FINRA, Securities Regulation, Series 7 and more. Stephen Shine has 1 emails on RocketReach.
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