Stephen Philp Email & Phone Number
Chief Compliance Officer @ Cardea Capital Group, Inc.
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Stephen Philp Location
- Trumbull, CT, US
Stephen Philp Work
- Chief Compliance Officer @ (January 2023 - Present)
- CCO and COO @ (August 2020 - December 2022)
- Chief Compliance Officer @ Brite Advisors USA, Inc. (July 2018 - December 2019)
- Consultant @ (January 2014 - October 2017)
- Principal Consultant @ SDP Consulting (September 2011 - March 2014)
- MD and Marketing Consultant @ (September 2011 - September 2012)
- Managing Director, Member of the Investment and Executive Committee @ (July 2008 - September 2011)
- Managing Director, Head of New York Office @ (June 2002 - January 2008)
- Director, Alternative Strategies @ (September 1999 - February 2002)
- Director @ (January 1995 - December 1999)
Stephen Philp Education
- York University - MBA Schulich School of Business
MBA (Finance and Strategic Policy)
1982-1984 - Western University
BA (Economics)
1977-1980
Stephen Philp Skills
- Group Presentations
- Sales Management
- Strategy Development
- Alternative Investments
- Consulting
- Financial Performance
- Market
- Anti Money Laundering
- Infrastructure
- Insurance
- Brokerage
- Derivatives
- Finance
- Investor Relations
- Structure
- Asset Managment
- Sales and Marketing
- Legal
- Facilitation
- Basel III
- Assessment
- Regulatory Compliance
- Canadian
- Management
- Revenue
- Regulatory Guidelines
- ALM
- Mortgage Underwriting
- Funding
- Hedge Funds
- Investment Management
- Financial Structuring
- Rules
- Leadership
- Auditing
- Hnw
- Subscriptions
- Accounting
- Bonds
- Execution
- Fiduciary Services
- Golf
- Valuation
- Guidance
- Limited Partnerships
- Portfolio Management
- Capital Markets
- Bloomberg
- Business Services
- Institutional Investments
- Asset Allocation
- Fund of Funds
- Strategy
- Element
- Ontario
- Verifying
- Sold
- FINRA
- Operations Management
- Emerging Markets
- Risk Management
- New Business Development
- Asset Management
- Financial Institutions
- Policy
- Private Equity
- Documentation
- Mitigation
- Research
- Capital
- Analysis
- Site Reviews
- Economics
- Fixed Income
- Financial Modeling
- Business Development
- Financial Risk
- Communication
- Privacy Law
- Operations
- General Securities Principal
- Risk Assessment
- Marketing
- Drafting
- Credit
- Hiking
- Redemptions
- Contractual Agreements
- Presentations
- Responsibility
- Cco
- Usa
- Code of Ethics
- Banking
- International
- Google Groups
- Executive Management
- Portfolio
- Trust
- Fishing
- New York
- Reviews
- Investments
- EIM
- Mortgage Lending
- Guidelines
- South America
- Inter Alia
- Financial Services
- Equities
- Compliance
- Mutual Funds
- Investment Strategies
- FX Options
- Canada
- Asset
- Financial Analysis
- Operational Risk
- Formulation
- Business Strategy
- Due Diligence
- Registrations
- Trading
- Risk
- Marketing Strategy
- Osfi
- Mergers and Acquisitions
- Securities
- Dealers
Stephen Philp Summary
- Stephen Philp, based in Trumbull, CT, US, is currently a Chief Compliance Officer at Cardea Capital Group, Inc.. Stephen Philp brings experience from previous roles at Skybound Wealth Management USA LLC, Brite Advisors USA, Inc., RBC Capital Markets and SDP Consulting. Stephen Philp holds a 1982 - 1984 MBA in Finance and Strategic Policy @ York University - MBA Schulich School of Business. With a robust skill set that includes Group Presentations, Sales Management, Strategy Development, Alternative Investments, Consulting and more. Stephen Philp has 1 emails and 1 mobile phone numbers on RocketReach.
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