Stephen Philp Email & Phone Number
Chief Compliance Officer @ Cardea Capital Group, Inc.
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Stephen Philp Location
- Trumbull, CT, US
Stephen Philp Work
- 2023 -now Chief Compliance Officer @
- 2020 -2022 CCO and COO @
- 2018 -2019 Chief Compliance Officer @ Brite Advisors USA, Inc.
- 2014 -2017 Consultant @
- 2011 -2014 Principal Consultant @ SDP Consulting
- 2011 -2012 MD and Marketing Consultant @
- 2008 -2011 Managing Director, Member of the Investment and Executive Committee @
- 2002 -2008 Managing Director, Head of New York Office @
- 1999 -2002 Director, Alternative Strategies @
- 1995 -1999 Director @
Stephen Philp Education
- York University - MBA Schulich School of Business
MBA (Finance and Strategic Policy)
1982-1984 - Western University
BA (Economics)
1977-1980
Stephen Philp Skills
- Group Presentations
- Sales Management
- Strategy Development
- Alternative Investments
- Consulting
- Financial Performance
- Market
- Anti Money Laundering
- Infrastructure
- Insurance
- Brokerage
- Derivatives
- Finance
- Investor Relations
- Structure
- Asset Managment
- Sales and Marketing
- Legal
- Facilitation
- Basel III
- Assessment
- Regulatory Compliance
- Canadian
- Management
- Revenue
- Regulatory Guidelines
- ALM
- Mortgage Underwriting
- Funding
- Hedge Funds
- Investment Management
- Financial Structuring
- Rules
- Leadership
- Auditing
- Hnw
- Subscriptions
- Accounting
- Bonds
- Execution
- Fiduciary Services
- Golf
- Valuation
- Guidance
- Limited Partnerships
- Portfolio Management
- Capital Markets
- Bloomberg
- Business Services
- Institutional Investments
- Asset Allocation
- Fund of Funds
- Strategy
- Element
- Ontario
- Verifying
- Sold
- FINRA
- Operations Management
- Emerging Markets
- Risk Management
- New Business Development
- Asset Management
- Financial Institutions
- Policy
- Private Equity
- Documentation
- Mitigation
- Research
- Capital
- Analysis
- Site Reviews
- Economics
- Fixed Income
- Financial Modeling
- Business Development
- Financial Risk
- Communication
- Privacy Law
- Operations
- General Securities Principal
- Risk Assessment
- Marketing
- Drafting
- Credit
- Hiking
- Redemptions
- Contractual Agreements
- Presentations
- Responsibility
- Cco
- Usa
- Code of Ethics
- Banking
- International
- Google Groups
- Executive Management
- Portfolio
- Trust
- Fishing
- New York
- Reviews
- Investments
- EIM
- Mortgage Lending
- Guidelines
- South America
- Inter Alia
- Financial Services
- Equities
- Compliance
- Mutual Funds
- Investment Strategies
- FX Options
- Canada
- Asset
- Financial Analysis
- Operational Risk
- Formulation
- Business Strategy
- Due Diligence
- Registrations
- Trading
- Risk
- Marketing Strategy
- Osfi
- Mergers and Acquisitions
- Securities
- Dealers
Stephen Philp Summary
- Stephen Philp, based in Trumbull, CT, US, is currently a Chief Compliance Officer at Cardea Capital Group, Inc.. Stephen Philp brings experience from previous roles at Skybound Wealth Management USA LLC, Brite Advisors USA, Inc., RBC Capital Markets and SDP Consulting. Stephen Philp holds a 1982 - 1984 MBA in Finance and Strategic Policy @ York University - MBA Schulich School of Business. With a robust skill set that includes Group Presentations, Sales Management, Strategy Development, Alternative Investments, Consulting and more. Stephen Philp has 1 emails and 1 mobile phone numbers on RocketReach.
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Top Cardea Capital Group, Inc. Employees
Stephen Philp
Chief Compliance Officer
Trumbull, CT, US
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