2005 -2008 Director and Executive Director, APAC Regional Head, Prime Brokerage Operations @
2004 -2005 Associate Director, Equity Trade Support @
1999 -2004 Analyst and Associate Director @
Stephen Pemberton Skills
Operational Risk
Securities
Basel II
Sarbanes-Oxley Act
Auditing
Cash
Investment Banking
Equities
Derivatives
Middle Office
Equity Derivatives
Fixed Income
Capital Markets
Trading Systems
Hedge Funds
Swaps
Banking
Financial Services
Risk Management
Settlement
Trading
Leadership
Business Development
Process Improvement
Strategy
Operations
Marketing
Financial Analysis
Sarbanes Oxley Act
Stephen Pemberton Summary
Stephen Pemberton, based in United Kingdom, is currently a MD, Global Head of Account Management at Delta Capita. Stephen Pemberton brings experience from previous roles at Coherent, HSBC, IHS Markit and Standard Chartered. With a robust skill set that includes Operational Risk, Securities, Basel II, Sarbanes-Oxley Act, Auditing and more. Stephen Pemberton has 2 emails and 2 mobile phone numbers on RocketReach.
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