2007 -
now Consultant @ The Security Traders Assocation of New York
2000 -
2002 Director - Nasdaq Correspondent Desk @
1995 -
2000 Vice President - Special Projects @ Herzog Heine Geduld
1993 -
1994 Senior Vice President and General Counsel @
1989 -
1993 Associate @
1986 -
1989 Associate @
Stephen Nelson Education
Harvard Law School
Doctor of Jurisprudence (Law)
1983
-
1986
University of California, Los Angeles
Bachelor of Arts (Economics)
1981
-
1983
Stephen Nelson Skills
Alternative Investments
Series 63
Electronic Trading
Fixed Income
Securities Regulation
Valuation
Structured Finance
Capital Markets
Derivatives
Investments
Bloomberg
Prime Brokerage
Investment Advisory
Asset Allocation
Financial Services
Asset Managment
Equities
Equity Trading
Mutual Funds
AML
FINRA
Emerging Markets
Risk Management
Asset Management
Proprietary Trading
Corporate Law
Corporate Governance
Private Equity
Investment Banking
Trading Systems
Due Diligence
Trading
ETFs
Hedge Funds
Equity Derivatives
IPO
Venture Capital
Mergers and Acquisitions
Options
Series 7
Securities
Financial Markets
Investment Management
Financial Structuring
Structured Products
Stephen Nelson Summary
Stephen Nelson, based in White Plains, NY, US, is currently a Partner at The Nelson Law Firm, LLC. Stephen Nelson brings experience from previous roles at Stany, The Security Traders Assocation of New York, Merrill Lynch and Herzog Heine Geduld. Stephen Nelson holds a 1983 - 1986 Doctor of Jurisprudence in Law @ Harvard Law School. With a robust skill set that includes Alternative Investments, Series 63, Electronic Trading, Fixed Income, Securities Regulation and more. Stephen Nelson has 3 emails on RocketReach.
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