Stephen Douglass Email & Phone Number
Director - Fixed Income Compliance Advisory @ SMBC Nikko Securities America, Inc.
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Stephen Douglass Location
- New York, NY, US
Stephen Douglass Work
- 2025 -now Director - Fixed Income Compliance Advisory @
- 2023 -2025 Fixed Income Compliance Advisory @
- 2021 -2023 Vice President - Trading Business Management @
- 2016 -2021 Vice President - Fixed Income Compliance Advisory @
- 2013 -2016 Vice President - Fixed Income and Futures Compliance Advisory @
- 2009 -2013 Fixed Income and Futures Desk @
- 2007 -2008 Structured Products and Fixed Income Derivatives Desk @
- 2005 -2007 Structured Finance Advisory Services @
- 2000 -2004 Equities Compliance Advisory @
Stephen Douglass Education
- Fordham Gabelli School of Business
MBA (Finance)
2002-2005 - UNC Kenan-Flagler Business School
BSBA (Business Administration)
Stephen Douglass Skills
- Fixed Income
- Derivatives
- Structured Finance
- Series 7
- Series 63
- Risk Management
- Swaps
- Operational Risk
- Series 24
- Financial Services
- Financial Risk
- Trading
- Credit
- Capital Markets
- Product Development
- Investments
- Customer Service
- Project Management
- Series 79
Stephen Douglass Summary
- Stephen Douglass, based in New York, NY, US, is currently a Director - Fixed Income Compliance Advisory at SMBC Nikko Securities America, Inc.. Stephen Douglass brings experience from previous roles at Deutsche Bank, TD Securities, MUFG Securities and Citigroup Capital Markets, Inc.. Stephen Douglass holds a 2002 - 2005 MBA in Finance @ Fordham Gabelli School of Business. With a robust skill set that includes Fixed Income, Derivatives, Structured Finance, Series 7, Series 63 and more. Stephen Douglass has 2 emails and 2 mobile phone numbers on RocketReach.
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