Stephen Douglass Email & Phone Number
Director - Fixed Income Compliance Advisory @ SMBC Nikko Securities America, Inc.
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Stephen Douglass Location
- New York, NY, US
Stephen Douglass Work
- Director - Fixed Income Compliance Advisory @ (June 2025 - Present)
- Fixed Income Compliance Advisory @ (November 2023 - June 2025)
- Trading Business Management @ (December 2021 - November 2023)
- Fixed Income Compliance Advisory @ (June 2016 - December 2021)
- Fixed Income and Futures Compliance Advisory @ (July 2013 - June 2016)
- Fixed Income and Futures Desk @ (August 2009 - July 2013)
- Structured Products and Fixed Income Derivatives Desk @ (October 2007 - December 2008)
- Structured Finance Advisory Services @ (September 2005 - October 2007)
- Equities Compliance Advisory @ (January 2000 - October 2004)
Stephen Douglass Education
- Fordham Gabelli School of Business
MBA (Finance)
2002-2005 - UNC Kenan-Flagler Business School
BSBA (Business Administration)
Stephen Douglass Skills
- Fixed Income
- Derivatives
- Structured Finance
- Series 7
- Series 63
- Risk Management
- Swaps
- Operational Risk
- Series 24
- Financial Services
- Financial Risk
- Trading
- Credit
- Capital Markets
- Product Development
- Investments
- Customer Service
- Project Management
- Series 79
Stephen Douglass Summary
- Stephen Douglass, based in New York, NY, US, is currently a Director - Fixed Income Compliance Advisory at SMBC Nikko Securities America, Inc.. Stephen Douglass brings experience from previous roles at Deutsche Bank, TD Securities, MUFG Securities and Citigroup Capital Markets, Inc.. Stephen Douglass holds a 2002 - 2005 MBA in Finance @ Fordham Gabelli School of Business. With a robust skill set that includes Fixed Income, Derivatives, Structured Finance, Series 7, Series 63 and more. Stephen Douglass has 2 emails and 2 mobile phone numbers on RocketReach.
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