Stephane Fontaine Email & Phone Number
Chief Compliance Officer (CCO), Wealth Management National Bank @ National Bank of Canada
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Stephane Fontaine Location
- Montreal, QC, CA
Stephane Fontaine Work
- 2019 -now Chief Compliance Officer (CCO), Wealth Management National Bank @
- 2012 -2014 Vice-President – Compliance for Third Party Business Solutions and Investment Solution @
- 2005 -2006 Interim Vice-President – Compliance, National Bank Financial @
- 2003 -2005 Manager – Operational, Branches and Regulatory Compliance, National Bank Financial @
- 2002 -2003 Manager – Branch Compliance, National Bank Financial @
- 2001 -2002 Officer – Compliance, National Bank Financial @
- 1997 -2001 Lawyer @ Parizeau Peryer, Avocats
- 2017 -2019 Directeur principal , Programmes de Conformité, évaluations indépendantes et gouvernance @
- 2014 -2017 Director, Financial Markets Compliance @
- 2013 -2014 Director, Financial Markets Fixed Income and Derivatives Compliance @
- 2006 -2012 Vice-President – Compliance, National Bank Financial @
Stephane Fontaine Education
- Canadian Securities Institute
Various certifications (securities)
2002-2012 - Université du Québec
Bachelor of Administration (Business Administration and Management, General)
1991-2011 - Canadian Securities Institute
FCSI (Banking, Corporate, Finance, and Securities Law)
2005-2005 - École du Barreau du Québec
Lawyer (Law)
1996-1997 - Faculté de droit de l’Université de Montréal
Bachelor of Laws (Law)
1993-1996
Stephane Fontaine Skills
- Compliance
- Securities
- Investments
- Portfolio Management
- Mutual Funds
- Managed Funds
- Corporate Trust
- exempt market dealer
- Securities Regulation
- Surveillance Detection
- Anti Money Laundering
- Securities Fraud
- Finance
- conformité
- Operations
- Financial Markets
Stephane Fontaine Summary
- Stephane Fontaine, based in Montreal, QC, CA, is currently a Chief Compliance Officer (CCO), Wealth Management National Bank at Banque Nationale. Stephane Fontaine brings experience from previous roles at National Bank of Canada and National Bank Financial. Stephane Fontaine holds a 2002 - 2012 Various certifications in securities @ Canadian Securities Institute. With a robust skill set that includes Compliance, Securities, Investments, Portfolio Management, Mutual Funds and more. Stephane Fontaine has 3 emails and 6 mobile phone numbers on RocketReach.
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