Sonia Crcp Email
Associate Vice President, Branch Manager and Registered Principal @ Raymond James (USA) Ltd.
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Sonia Crcp Location
- Vancouver, BC, CA
Sonia Crcp Work
- Associate Vice President, Branch Manager and Registered Principal @ (October 2020 - Present)
- Senior US Compliance Officer @ (September 2017 - October 2020)
- Consultant @ (October 2016 - October 2016)
- Vice President of Compliance @ (February 2008 - August 2016)
- Investment Advisor and Associate Investment Advisor @ Wolverton Securities Ltd. (April 2000 - April 2006)
- Client Service Manager @ Great Pacific Management Ltd. (June 1996 - April 2000)
Sonia Crcp Education
- Simon Fraser University
(Economics / Kinesiology)
1991-1995 - Investment Dealer Supervisors Course (IDSC)
Canadian Securities Institute (CSI)
2022 - Partners, Directors and Senior Officers Course (PDO)
Canadian Securities Institute (CSI)
2017 - Anti-Money Laundering Boot Camp
Financial Industry Regulatory Authority (FINRA)
2011 - Series 63 - Uniform Securities Agent State Law Exam
Financial Industry Regulatory Authority (FINRA)
2010 - The Wharton School
Certified Regulatory and Compliance Professional (CRCP) (FINRA Institute at The Wharton School, University of Pennsylvania)
2010 - Series 24 - General Securities Principal
Financial Industry Regulatory Authority (FINRA)
2009 - General Securities Registered Representative - Series 37
Financial Industry Regulatory Authority (FINRA)
2009 - Exploration and Mining for Investment Advisors
Canadian Securities Institute (CSI)
2008 - Technical Analysis Course Level 2
Canadian Securities Institute (CSI)
2005 - Life and Accident & Sickness Insurance Agent {Expired}
Insurance Council of B.C.
2002 - Professional Financial Planner Course (PFPC)
Canadian Securities Institute (CSI)
2002 - Investment Advisor (CSC and CPH)
Canadian Securities Institute (CSI)
2000
Sonia Crcp Summary
- Sonia Crcp, based in Vancouver, BC, CA, is currently a Associate Vice President, Branch Manager and Registered Principal at Raymond James (USA) Ltd.. Sonia Crcp brings experience from previous roles at Canaccord Genuity Wealth Management USA, PI Financial Corp., Haywood Securities USA Ltd and Wolverton Securities Ltd.. Sonia Crcp holds a 1991 - 1995 Simon Fraser University. Sonia Crcp has 1 emails on RocketReach.
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