Sondra Forkner Location
- San Diego, CA, US
Sondra Forkner Work
- 2022 -now Compliance Manager @
- 2020 -2022 Business Development Specialist @ Lucia Capital Group - LPL Financial
- 2016 -2020 Due Diligence Liaison @ Lucia Securities, LLC
- 2013 -2019 Advertising Compliance Officer @
- 2011 -2014 Marketing Director @ Lucia Securities, LLC Member FINRA/SIPC
- 2007 -2011 Registered Principal @ First Allied Securities
- 2009 -2010 Wealth Manager @
- 2005 -2009 Chief Compliance Officer @
- 2005 -2009 Chief Compliance Officer @ Raymond J. Lucia Companies, Inc.
- 2006 -2009 Chief Compliance Officer @ Lucia Financial LLC
- 2005 -2007 Compliance Principal @
- 2006 -2006 Chief Compliance Officer @ Helix Trading, LLC
- 2000 -2004 Chief Compliance Officer @ Global Resources, Ltd. Member NASD/SIPC
- 1999 -2000 Compliance Analyst @
- 1986 -1988 Regional Vice President of Sales @ Continental Equities, Inc.
- 1984 -1986 Regional Internal Wholesaler @
Sondra Forkner Education
- Palomar College
(Sciences, Dance, Health)
1970-1973
Sondra Forkner Skills
- Alternative Investments
- Series 63
- Fixed Annuities
- Retirement Planning
- Financial Planning
- IRAs
- Investments
- Variable Annuities
- Investment Advisory
- Asset Allocation
- Financial Services
- Wealth Management
- Mutual Funds
- Uniform Combined State Law
- Strategic Financial Planning
- FINRA
- Investment Strategies
- Asset Management
- Series 24
- Uniform Combined State
- Strategic Financial
- Retirement
- Series 65
- Series 7
- Securities
Sondra Forkner Summary
- Sondra Forkner, based in San Diego, CA, US, is currently a Compliance Manager at Lucia Capital Group. Sondra Forkner brings experience from previous roles at Lucia Capital Group - LPL Financial, Lucia Securities, LLC, Lucia Capital Group and Lucia Securities, LLC Member FINRA/SIPC. Sondra Forkner holds a 1970 - 1973 Palomar College. With a robust skill set that includes Alternative Investments, Series 63, Fixed Annuities, Retirement Planning, Financial Planning and more. Sondra Forkner has 2 emails and 1 mobile phone numbers on RocketReach.
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Others Named Sondra Forkner
Sondra Forkner
Compliance Manager
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