Sondra Forkner Email & Phone Number
Compliance Manager @ Lucia Capital Group
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
Sondra Forkner Location
- San Diego, CA, US
Sondra Forkner Work
- Compliance Manager @ (August 2022 - Present)
- Business Development Specialist @ Lucia Capital Group - LPL Financial (October 2020 - August 2022)
- Due Diligence Liaison @ Lucia Securities, LLC (April 2016 - October 2020)
- Advertising Compliance Officer @ (October 2013 - November 2019)
- Marketing Director @ Lucia Securities, LLC Member FINRA/SIPC (September 2011 - November 2014)
- Registered Principal @ First Allied Securities (November 2007 - November 2011)
- Wealth Manager @ (June 2009 - April 2010)
- Chief Compliance Officer @ (January 2005 - June 2009)
- Chief Compliance Officer @ Raymond J. Lucia Companies, Inc. (January 2005 - June 2009)
- Chief Compliance Officer @ Lucia Financial LLC (October 2006 - May 2009)
- Compliance Principal @ (February 2005 - November 2007)
- Chief Compliance Officer @ Helix Trading, LLC (January 2006 - December 2006)
- Chief Compliance Officer @ Global Resources, Ltd. Member NASD/SIPC (February 2000 - November 2004)
- Compliance Analyst @ (March 1999 - February 2000)
- Regional Vice President of Sales @ Continental Equities, Inc. (January 1986 - January 1988)
- Regional Internal Wholesaler @ (January 1984 - January 1986)
Sondra Forkner Education
- Palomar College
Sciences (Dance, Health)
1970-1973
Sondra Forkner Skills
- Alternative Investments
- Asset Allocation
- Asset Management
- FINRA
- Financial Planning
- Financial Services
- Fixed Annuities
- IRAs
- Investment Advisory
- Investment Strategies
- Investments
- Mutual Funds
- Retirement
- Retirement Planning
- Securities
- Series 24
- Series 63
- Series 65
- Series 7
- Strategic Financial Planning
- Uniform Combined State Law
- Variable Annuities
- Wealth Management
- Uniform Combined State
- Strategic Financial
Sondra Forkner Summary
- Sondra Forkner, based in San Diego, CA, US, is currently a Compliance Manager at Lucia Capital Group. Sondra Forkner brings experience from previous roles at Lucia Capital Group - LPL Financial, Lucia Securities, LLC, Lucia Capital Group and Lucia Securities, LLC Member FINRA/SIPC. Sondra Forkner holds a 1970 - 1973 Sciences in Dance, Health @ Palomar College. With a robust skill set that includes Alternative Investments, Asset Allocation, Asset Management, FINRA, Financial Planning and more. Sondra Forkner has 2 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Sondra Forkner?
Find contact details for 700 million professionals.
Others Named Sondra Forkner
Sondra Forkner
Compliance Manager
San Diego, CA, US
Top Lucia Capital Group Employees
Ray Cpa/Pfs
Chairman and CEO
San Diego, CA, US
Janean Stripe
CFP, Wealth Manager
Rancho Santa Fe, CA, US
Shelbie Hammer
First Officer
San Diego, CA, US
Jill Lukehart
Director, Trading and Operations
Santee, CA, US
Zack Spencer
Retirement Plan Specialist
San Diego, CA, US
Sondra Forkner
Compliance Manager
San Diego, CA, US
Brandon Hibdon
Wealth Manager
Santa Rosa, CA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co