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Simon Stokes Location
Romford, GB
Simon Stokes Work
Head of FCA Compliance @ (May 2025 - Present)
Senior Regulatory Lead @ (May 2022 - April 2025)
Senior Compliance Manager @ (May 2017 - May 2022)
Compliance Manager @ (September 2016 - May 2017)
Conduct Risk Manager @ (October 2014 - September 2016)
Executive Assistant to Director of Long term Savings and Pensions @ (July 2003 - October 2014)
Simon Stokes Education
Loughborough University
Bachelor of Science (BSc) (Business Economics and Finance)
2000-2003
Brentwood County High School 1993-2000
Simon Stokes Skills
Financial Services
Financial Regulation
PowerPoint
Banking
Strategic Planning
Analysis
Simon Stokes Summary
Simon Stokes, based in Romford, GB, is currently a Head of FCA Compliance at Allianz. Simon Stokes brings experience from previous roles at RSA, Aviva, Transact and Legal & General. Simon Stokes holds a 2000 - 2003 Bachelor of Science (BSc) in Business Economics and Finance @ Loughborough University. With a robust skill set that includes Financial Services, Financial Regulation, PowerPoint, Banking, Strategic Planning and more.
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