Simon Mathisen Email & Phone Number
Partner @ Umbra Capital Partners
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Simon Mathisen Location
- London, GB
Simon Mathisen Work
- Partner @ (July 2024 - Present)
- Executive Director and Group Head of Risk and Compliance @ (June 2022 - October 2023)
- Chief Operating Officer @ (October 2021 - July 2022)
- Chief Risk and Compliance Officer @ (March 2021 - October 2021)
- Director @ SALT Compliance Ltd (December 2018 - September 2021)
- Chief Compliance Officer @ Olivetree (October 2020 - March 2021)
- Chief Risk and Compliance Officer @ (December 2018 - June 2020)
- Chief Compliance officer for Bloomberg MTF @ (November 2015 - December 2018)
- Head of Regulatory Risk @ (December 2013 - November 2015)
- Manager, UK Regulation @ (October 2012 - November 2013)
- Chief Risk and Compliance Officer @ PLUS Markets Group plc (September 2010 - November 2012)
- Head of Compliance @ (August 2009 - September 2010)
- Head of Surveillance @ Turquoise (September 2008 - August 2009)
- Business Analyst @ Turquoise (January 2008 - September 2008)
- Surveillance Analyst @ (June 2007 - February 2008)
- Surveillance Analyst @ (June 2003 - June 2007)
Simon Mathisen Skills
- AML
- Bloomberg
- Business Analysis
- CFDs
- Capital Markets
- Clearing
- Commodity Derivatives
- Commodity Markets
- Compliance
- Compliance Oversight
- Conflict Of Interest
- Corporate Governance
- Derivatives
- Derivatives Trading
- Dodd-Frank
- EMIR
- Electronic Trading
- Equities
- Equity Derivatives
- Equity Trading
- Executive Management
- FSA
- FX Derivatives
- FinTech
- Financial Markets
- Financial Services
- Fixed Income
- Futures
- Futures Trading
- Futures and Options
- Indices
- Interest Rate Swaps
- Internal Audit
- Leadership
- Low Latency
- Market Abuse
- Market Abuse Regulations
- MiFID
- MiFID ii
- MiFIR
- Operational Risk
- Operational Risk Management
- Options
- Regulatory Compliance
- Risk Management
- Securities
- Stock Exchange
- Surveillance
- Swaps
- Trading Systems
- Wealth Management Services
- esg
- Dodd Frank
Simon Mathisen Summary
- Simon Mathisen, based in London, GB, is currently a Partner at Umbra Capital Partners. Simon Mathisen brings experience from previous roles at Oberon Investments Ltd. and SALT Compliance Ltd. With a robust skill set that includes AML, Bloomberg, Business Analysis, CFDs, Capital Markets and more. Simon Mathisen has 2 emails and 1 mobile phone numbers on RocketReach.
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Others Named Simon Mathisen
Simon Mathisen
Partner
London, GB
Top Umbra Capital Partners Employees
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London, GB
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Dartford, GB
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Partner
London, GB
Alexander Langmuir
Umbra Capital
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Martin Hill
Partner
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Gustavo Diquez
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Laurence Harper
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