Head of Compliance - UK @ (September 2010 - July 2011)
Head of Compliance - EMEA and Asia @ (July 2005 - September 2010)
Compliance Officer @ Ansbacher (May 2002 - December 2004)
Compliance AVP - EMEA @ (May 1998 - May 2002)
Simon Gregory Education
Queen Mary University of London
LLB (Hons) Law
1994-1997
Reigate Grammar School
Simon Gregory Skills
Risk Management
CF
Derivatives
Mutual Funds
Investment Management
Equities
Hedge Funds
SEC
Bloomberg
AML
Asset Management
Alternative Investments
Investments
Private Equity
Due Diligence
Financial Services
Securities
Customer Service
Strategic Planning
Business Strategy
Microsoft Word
Simon Gregory Summary
Simon Gregory, based in London, GB, is currently a Chief Compliance Officer at SoftBank Investment Advisers. Simon Gregory brings experience from previous roles at Elliott Advisors (UK) Limited, Kohlberg Kravis Roberts, Ivy Asset Management and Ansbacher. Simon Gregory holds a 1994 - 1997 LLB (Hons) Law @ Queen Mary University of London. With a robust skill set that includes Risk Management, CF, Derivatives, Mutual Funds, Investment Management and more. Simon Gregory has 1 emails and 2 mobile phone numbers on RocketReach.
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