Simon Friend Email
Managing Director, Head of Surveillance Europe and Asia Pacific @ RBC
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Simon Friend Location
- London, GB
Simon Friend Work
- Managing Director, Head of Surveillance Europe and Asia Pacific @ (March 2025 - Present)
- Head of Surveillance Europe and Asia Pacific @ (December 2020 - Present)
- Head of EMEA Surveillance @ (August 2017 - December 2020)
- Head of EME Surveillance @ (November 2014 - July 2017)
- EBS Head of Market Surveillance @ (March 2013 - October 2014)
- Senior Associate, Markets Surveillance and Forensics,Transaction Monitoring Unit @ (February 2012 - March 2013)
- Compliance Officer @ Marex Financial (April 2011 - October 2011)
- Senior Associate, Secondary Markets Infrastructure and Policy @ (February 2010 - April 2011)
- Managing Partner @ Argo Traders llp (June 2006 - November 2009)
- Early-Career Trading Roles – London, UK @ (August 1989 - May 2006)
Simon Friend Education
- University of Bath
MBA (Business adminstration)
1999-2000
Simon Friend Skills
- APAC
- Capital Markets
- Commodity
- Communication
- Compliance
- Conduct Risk & Governance
- Derivatives
- Electronic Trading
- Equities
- Equity Derivatives
- Equity Trading
- FX Trading
- Financial Markets
- Financial Regulation
- Financial Risk
- Fixed Income
- Global Regulatory Compliance
- Interest Rate Derivatives
- Internal & External Investigations
- Investment Banking
- Leadership
- Leadership & Multi-Regional Team Management
- Market Abuse Surveillance
- Market Structure & MiFID II
- Operations Management
- Proprietary Trading
- Regulatory Affairs
- Regulatory Compliance (Global Markets)
- Risk
- Risk Management
- Risk Management & Control Frameworks
- Securities
- Strategy
- Strategy Development
- Surveillance Technology & Analytics
- Swaps
- Trading
- Trading Strategies
- Trading Systems
- Investments
- Microsoft Office
- Microsoft Excel
Simon Friend Summary
- Simon Friend, based in London, GB, is currently a Managing Director, Head of Surveillance Europe and Asia Pacific at RBC. Simon Friend brings experience from previous roles at RBC Capital Markets, Credit Suisse, Barclays and ICAP. Simon Friend holds a 1999 - 2000 MBA in Business adminstration @ University of Bath. With a robust skill set that includes APAC, Capital Markets, Commodity, Communication, Compliance and more. Simon Friend has 2 emails on RocketReach.
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