Simon Carter Email & Phone Number
Chief Operating Officer @ Dowgate Capital Limited
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Simon Carter Location
- Tonbridge, GB
Simon Carter Work
- 2020 - now Chief Operating Officer @
- 2023 - now Chief Operating Officer @
- 2018 - 2020 Head of Operations, Risk and Compliance @
- 2014 - 2018 Head of Compliance (CF10 and 11) @
- 2011 - 2014 Compliance Manager (CF10 and 11) @
- 2010 - 2011 Senior Compliance Officer - Assistant Vice President @
- 2008 - 2010 Assistant Compliance Officer @ Jupiter Unit Trust Managers Ltd
- 2008 - 2008 Senior Compliance Analyst @ Jupiter Unit Trust Managers
- 2007 - 2008 Trustee and Depositary Manager, Senior Technical Support @ HSBC Trustee and Depositary Services, London
- 2005 - 2007 Trustee and Depositary Operations Manager @ HSBC Trustee and Depositary Services, Edinburgh
- 2004 - 2005 Monitoring Manager @ HSBC Trustee and Depositary Services, London
- 2002 - 2004 Corporate Actions Client Services Officer @ HSBC Global Custody Services, London
- 2001 - 2002 Team Leader, Client Services @ HSBC Global Custody Services, London
- 2000 - 2001 Account Officer @ HSBC Global Custody Services, London
- 1988 - 2000 various @ Barclays Bank Plc, London
Simon Carter Education
- Mascalls School
O' Levels (Mathematics, English Language, Geography,Industry and Society, Technical Drawing)
1982 - 1988
Simon Carter Skills
- Compliance
- Asset Management
- AML
- KYC
- Risk Management
- Financial Risk
- Asset Managment
- Investments
- Portfolio Management
- Internal Audit
- Auditing
- Operational Risk
- Derivatives
- Financial Regulation
- Equities
- Financial Services
- Anti Money Laundering
Simon Carter Summary
- Simon Carter, based in Tonbridge, GB, is currently a Chief Operating Officer at Dowgate Capital Limited. Simon Carter brings experience from previous roles at Dowgate Wealth, Dowgate Capital Limited, Shard Capital Partners LLP and Daiwa Asset Management. Simon Carter holds a 1982 - 1988 O' Levels in Mathematics, English Language, Geography,Industry and Society, Technical Drawing @ Mascalls School. With a robust skill set that includes Compliance, Asset Management, AML, KYC, Risk Management and more. Simon Carter has 1 mobile phone numbers on RocketReach.
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