Simon Appleton Location
Colchester, GB
Simon Appleton Work
- 2026 - now Market Abuse and Surveillance Director @ MAR360
- 2024 - 2026 Market Abuse and Surveillance Director @ Kaizen Reporting
- 2021 - 2024 Director, MiFID Transaction Reporting Specialist @ Kaizen Reporting
- 2009 - 2020 Markets Director, Regulatory Consulting @ Duff & Phelps
- 2007 - 2009 Business Change Manager @ SWX Europe Ltd
- 2002 - 2007 Head of Exchange Operations @ virt-x
- 2001 - 2002 Acting Head of Exchange Operations @ virt-x
- 2001 - 2001 Senior Market Controller @ virt-x
- 2000 - 2001 Supervisor - Investment Business Division @ Financial Conduct Authority
- 1989 - 2000 Principal Analyst - Transaction Monitoring Unit (TMU) (now FCA's MRT) @ Financial Conduct Authority
Simon Appleton Education
- Hurstmere School1978 - 1984
- Hurst Primary School
Simon Appleton Skills
- Financial Regulation
- MiFID
- FSA
- Trading
- Market Abuse
- Financial Services
- Surveillance
- Project Management
- Transactional Systems
- Transaction Reporting
Simon Appleton Summary
Simon Appleton, based in Colchester, GB, is currently a Market Abuse and Surveillance Director at MAR360. Simon Appleton brings experience from previous roles at Kaizen, Duff & Phelps and SWX Europe Ltd. Simon Appleton holds a 1978 - 1984 Hurstmere School. With a robust skill set that includes Financial Regulation, MiFID, FSA, Trading, Market Abuse and more. Simon Appleton has 1 emails and 1 mobile phone numbers on RocketReach.
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