Simon Appleton Email & Phone Number
Market Abuse and Surveillance Director @ MAR360
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Simon Appleton Location
- Colchester, GB
Simon Appleton Work
- 2026 -now Market Abuse and Surveillance Director @
- 2024 -2026 Market Abuse and Surveillance Director @
- 2021 -2024 Director, MiFID Transaction Reporting Specialist @
- 2009 -2020 Markets Director, Regulatory Consulting @
- 2007 -2009 Business Change Manager @ SWX Europe Ltd
- 2002 -2007 Head of Exchange Operations @
- 2001 -2002 Acting Head of Exchange Operations @
- 2001 -2001 Senior Market Controller @
- 2000 -2001 Supervisor - Investment Business Division @
- 1989 -2000 Principal Analyst - Transaction Monitoring Unit (TMU) (now FCA's MRT) @
- 1988 -1989 Analyst Programmer - Transaction Monitoring Unit (TMU) (now FCA's MRT) @ The Securities Association
- 1987 -1988 Senior Data Administration Clerk @
- 1986 -1987 Data Administration Clerk @
- 1984 -1986 Accounts Clerk @ Anderson Richards & Co. Ltd
Simon Appleton Education
- Hurstmere School 1978-1984
- Hurst Primary School
Simon Appleton Skills
- Financial Regulation
- MiFID
- FSA
- Trading
- Market Abuse
- Financial Services
- Surveillance
- Project Management
- Transactional Systems
- Transaction Reporting
- Derivatives
- Regulations
- Securities
- Asset Management
- Equities
- Operational Risk
- Finance
- Teamwork
- Investment Banking
- Market Structure
- Operational Excellence
- Team Building
- Compliance Consulting
- Compliance
- Investments
- Works well in a team
- EMIR Trade Reporting
- FSA / FCA
- Operational Compliance
- Trade Reporting
- Algorithmic trading controls
- Financial Risk
- Risk Management
- MiFID II Transaction Reporting
- Capital Markets
- Financial Markets
- Financial Analysis
- Management
- Fca
- Microsoft Word
- SQL
- Leadership
Simon Appleton Summary
- Simon Appleton, based in Colchester, GB, is currently a Market Abuse and Surveillance Director at MAR360. Simon Appleton brings experience from previous roles at Kaizen, Duff & Phelps and SWX Europe Ltd. Simon Appleton holds a 1978 - 1984 Hurstmere School. With a robust skill set that includes Financial Regulation, MiFID, FSA, Trading, Market Abuse and more. Simon Appleton has 1 emails and 2 mobile phone numbers on RocketReach.
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