Simon Appleton Email & Phone Number
Market Abuse and Surveillance Director @ MAR360
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Simon Appleton Location
- Colchester, GB
Simon Appleton Work
- Market Abuse and Surveillance Director @ (February 2026 - Present)
- Market Abuse and Surveillance Director @ (April 2024 - March 2026)
- Director, MiFID Transaction Reporting Specialist @ (March 2021 - April 2024)
- Markets Director, Regulatory Consulting @ (August 2009 - November 2020)
- Business Change Manager @ SWX Europe Ltd (October 2007 - June 2009)
- Head of Exchange Operations @ (February 2002 - October 2007)
- Acting Head of Exchange Operations @ (December 2001 - February 2002)
- Senior Market Controller @ (July 2001 - December 2001)
- Supervisor - Investment Business Division @ (October 2000 - July 2001)
- Principal Analyst - Transaction Monitoring Unit (TMU) (now FCA's MRT) @ (November 1989 - October 2000)
- Analyst Programmer - Transaction Monitoring Unit (TMU) (now FCA's MRT) @ The Securities Association (May 1988 - November 1989)
- Senior Data Administration Clerk @ (February 1987 - May 1988)
- Data Administration Clerk @ (July 1986 - February 1987)
- Accounts Clerk @ Anderson Richards & Co. Ltd (October 1984 - July 1986)
Simon Appleton Education
- Hurstmere School 1978-1984
- Hurst Primary School
Activities and societies: Chess tournaments.
Simon Appleton Skills
- Financial Regulation
- MiFID
- FSA
- Trading
- Market Abuse
- Financial Services
- Surveillance
- Project Management
- Transactional Systems
- Transaction Reporting
- Derivatives
- Regulations
- Securities
- Asset Management
- Equities
- Operational Risk
- Finance
- Teamwork
- Investment Banking
- Market Structure
- Operational Excellence
- Team Building
- Compliance Consulting
- Compliance
- Investments
- Works well in a team
- EMIR Trade Reporting
- FSA / FCA
- Operational Compliance
- Trade Reporting
- Algorithmic trading controls
- Financial Risk
- Risk Management
- MiFID II Transaction Reporting
- Capital Markets
- Financial Markets
- Financial Analysis
- Management
- Fca
- Microsoft Word
- SQL
- Leadership
Simon Appleton Summary
- Simon Appleton, based in Colchester, GB, is currently a Market Abuse and Surveillance Director at MAR360. Simon Appleton brings experience from previous roles at Kaizen, Duff & Phelps and SWX Europe Ltd. Simon Appleton holds a 1978 - 1984 Hurstmere School. With a robust skill set that includes Financial Regulation, MiFID, FSA, Trading, Market Abuse and more. Simon Appleton has 1 emails and 2 mobile phone numbers on RocketReach.
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