Director, Compliance - Licensing, Advisory, AML @ (April 2021 - April 2023)
Compliance Manager @ (October 2019 - April 2021)
Compliance Manager @ 1st Global (July 2004 - October 2019)
Trader @ 1st Global (July 2002 - July 2004)
Trader @ (January 2000 - May 2002)
Shawn Baxter Education
Texas Tech University - Rawls College of Business
Bachelor of Business Administration (BBA) (Marketing)
Shawn Baxter Summary
Shawn Baxter, based in Frisco, TX, US, is currently a Chief Compliance Officer at Prospera Financial. Shawn Baxter brings experience from previous roles at Prospera Financial, Avantax Wealth Managementâ„ and 1st Global. Shawn Baxter holds a Bachelor of Business Administration (BBA) in Marketing @ Texas Tech University - Rawls College of Business. Shawn Baxter has 2 emails and 2 mobile phone numbers on RocketReach.
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