Shaun McGowan Email & Phone Number
Chief Compliance Officer and Associate General Counsel @ New Holland Capital, LLC
5 free lookup(s).
Shaun McGowan Location
- Texas, United States
Shaun McGowan Work
- 2026 - now Chief Compliance Officer and Associate General Counsel @
- 2020 - 2025 Chief Compliance Officer @
- 2016 - 2020 Deputy CCO - Head of Surveillance @
- 2014 - 2016 Vice President and Assistant General Counsel - Equities Compliance Advisory @
- 2012 - 2014 Vice President - Equities Compliance Advisory @
- 2010 - 2012 Associate Director - Equities Compliance Advisory @
- 2009 - 2010 Compliance Analyst - Regulatory Inquiries and Relations @
- 2008 - 2009 Documentation Specialist - Equities Prime Brokerage @
Shaun McGowan Education
- Saint John's University School of Law
JD (Law)
2003 - 2006 - College of the Holy Cross
BA (Political Science)
1999 - 2003 - Chaminade High School 1995 - 1999
Shaun McGowan Skills
- Equities
- Investment Banking
- FINRA
- Trading
- Series 63
- Equity Derivatives
- AML
- Anti Money Laundering
- Hedge Funds
- Equity Research
- Capital Markets
- Finance
- Securities Regulation
- Securities
- Fixed Income
- Derivatives
- Emerging Markets
- Cross-border Transactions
- Legal Research
- Legal Writing
- Equity Trading
- Financial Services
- Investments
- Structured Finance
- Private Equity
- Legal Compliance
- Regulatory Compliance
- Bloomberg
- Time Management
- Series 24
- Equity Capital Markets
- Prime Brokerage
- Investment Sales
- Trading Floor
- Institutional Sales
- Sales Trading
- Policy Writing
- Global Regulatory Compliance
- Global Asset Management
- Broker-Dealer Compliance
- Compliance Management
- Broker-Dealer
- Series 7
- Compliance
- Legal Documentation
- Series 55
- Series 4
- Regulatory Inquiries
- Insider Trading Regulations
- Investment Advisers Act
Shaun McGowan Summary
- Shaun McGowan, based in Texas, United States, is currently a Chief Compliance Officer and Associate General Counsel at New Holland Capital, LLC. Shaun McGowan brings experience from previous roles at SummitTX, Carlson Capital, L.P., JPMorgan Chase & Co. and Deutsche Bank. Shaun McGowan holds a 2003 - 2006 JD in Law @ Saint John's University School of Law. With a robust skill set that includes Equities, Investment Banking, FINRA, Trading, Series 63 and more. Shaun McGowan has 1 emails and 1 mobile phone numbers on RocketReach.
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Top New Holland Capital, LLC Employees
Omar Qaiser
Partner
New York, NY, US
Christopher Bridges
Managing Director
New York, NY, US
Jon Feintuch
Partner
New York, NY, US
Ira Handler
Chief Investment Officer
New York, NY, US
Nicholas Rontiris
President and General Counsel
New York, NY, US
Conner Murphy
Managing Director
New York, NY, US
Shaun McGowan
Chief Compliance Officer and Associate General Counsel
Texas, United States
John Ferrera
Vice President
New York, NY, US
Rachel Phillips
Vice President - Legal Counsel
New York, NY, US
Connor Byrne
Vice President
New York, NY, US
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