Seth Rosen Email & Phone Number

Chief Compliance Officer @ Quad Capital LLC

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Seth Rosen Location

Little Silver, NJ, US

Seth Rosen Work

2008 - now Chief Compliance Officer @ Quad Capital LLC
2008 - now Chief Compliance Officer; Chief Financial Officer @ Quad Capital LLC
2000 - 2008 Chief Compliance Officer @ KV Execution Services

2000 - 2008 Chief Executive Officer; Chief Compliance Officer @ KV Execution Services LLC
1998 - 2000 Chief Executive Officer; Chief Compliance Officer @ Century Discount Investments
1993 - 1998 Chief Operating Officer; Chief Compliance Officer @ National Discount Brokers
1993 - 1998 COO @ National Discount Brokers
1989 - 1993 Chief Operating Officer; Chief Compliance Officer @ Bear Hunter Specialists LLC
1985 - 1989 Chief Compliance Officer @ Sherwood Group is now Kellen Company

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Seth Rosen Education

Tufts University
Bachelor of Arts (B.A.) cum laude
1982 - 1984

Seth Rosen Skills

Wsp Writing
Series 14
Series 27

Hold Series 7
Series 9 And 10
Rule 105
Form Nma
KYC
Form Bd
Focus

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Seth Rosen Summary

Seth Rosen, based in Little Silver, NJ, US, is currently a Chief Compliance Officer at Quad Capital LLC. Seth Rosen brings experience from previous roles at Quad Capital LLC, KV Execution Services, KV Execution Services LLC and Century Discount Investments. Seth Rosen holds a 1982 - 1984 Bachelor of Arts (B.A.) cum laude @ Tufts University. With a robust skill set that includes Wsp Writing, Series 14, Series 27, Hold Series 7, Series 9 And 10 and more. Seth Rosen has 1 emails and 1 mobile phone numbers on RocketReach.

Seth Rosen Emails

Found 1 emails

@gmail.com

Seth Rosen Phone Numbers

Found 1 phone numbers

+1 410-935-XXXX

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Atlanta, GA, US
5
- gmail.com
- ejcha.org
- emory.edu
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