Seth Rosen Email & Phone Number
Chief Compliance Officer
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Seth Rosen Location
- Little Silver, NJ, US
Seth Rosen Work
- 2008 -now Chief Compliance Officer @ Quad Capital LLC
- 2008 -now Chief Compliance Officer; Chief Financial Officer @ Quad Capital LLC
- 2000 -2008 Chief Compliance Officer @ KV Execution Services
- 2000 -2008 Chief Executive Officer; Chief Compliance Officer @ KV Execution Services LLC
- 1998 -2000 Chief Executive Officer; Chief Compliance Officer @ Century Discount Investments
- 1993 -1998 Chief Operating Officer; Chief Compliance Officer @ National Discount Brokers
- 1993 -1998 COO @ National Discount Brokers
- 1989 -1993 Chief Operating Officer; Chief Compliance Officer @ Bear Hunter Specialists LLC
- 1985 -1989 Chief Compliance Officer @
Seth Rosen Education
- Tufts University
Bachelor of Arts (B.A.) cum laude
1982-1984
Seth Rosen Skills
- Wsp Writing
- Series 14
- Series 27
- Hold Series 7
- Series 9 And 10
- Rule 105
- Form Nma
- KYC
- Form Bd
- Focus
- Crd
- AML
- Series 24
- Finra Exam Experience
Seth Rosen Summary
- Seth Rosen, based in Little Silver, NJ, US, is currently a Chief Compliance Officer at Quad Capital LLC. Seth Rosen brings experience from previous roles at Quad Capital LLC, KV Execution Services, KV Execution Services LLC and Century Discount Investments. Seth Rosen holds a 1982 - 1984 Bachelor of Arts (B.A.) cum laude @ Tufts University. With a robust skill set that includes Wsp Writing, Series 14, Series 27, Hold Series 7, Series 9 And 10 and more. Seth Rosen has 1 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Seth Rosen?
Find contact details for 700 million professionals.
Others Named Seth Rosen
Seth Rosen
Director Market Intelligence
Miami, FL, US
Seth Rosen
Founder, Consultant and Enablement Leader
United States
Seth Rosen
Human and CEO
Boston, MA, US
Seth Rosen
Chair, Board of Governors
Larchmont, NY, US
Seth Rosen
Board Advisor
California, United States
Seth Rosen
Gastroenterologist
Miami, FL, US
Seth Rosen
Vice President
New York, NY, US
Seth Rosen
Physician
New York, NY, US
Seth Rosen
Program Director Colorectal Surgery Fellowship
Atlanta, GA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co