Seth Rosen's Location
Little Silver, NJ, US
Seth Rosen's Work
- Chief Compliance Officer @ Quad Group LLC
- Chief Compliance Officer; Chief Financial Officer @ Quad Group LLC
- Chief Compliance Officer @ KV Execution Services
- Chief Executive Officer; Chief Compliance Officer @ KV Execution Services LLC
- Chief Executive Officer; Chief Compliance Officer @ Century Discount Investments
- Chief Operating Officer; Chief Compliance Officer @ National Discount Brokers
- COO @ National Discount Brokers
- Chief Operating Officer; Chief Compliance Officer @ Bear Hunter Specialists LLC
- Chief Compliance Officer @ Sherwood Group is now Kellen Company
Seth Rosen's Education
- Tufts University
Bachelor of Arts (B.A.) cum laude
1982 - 1984
Seth Rosen's Skills
- Wsp Writing
- Series 14
- Series 27
- Hold Series 7
- Series 9 And 10
- Rule 105
- Form Nma
- KYC
- Form Bd
- Focus
Seth Rosen's Summary
Seth Rosen, based in Little Silver, NJ, US, is currently a Chief Compliance Officer at Quad Capital LLC, bringing experience from previous roles at Quad Capital LLC, KV Execution Services, KV Execution Services LLC and Century Discount Investments. Seth Rosen holds a 1982 - 1984 Bachelor of Arts (B.A.) cum laude @ Tufts University. With a robust skill set that includes Wsp Writing, Series 14, Series 27, Hold Series 7, Series 9 And 10 and more, Seth Rosen contributes valuable insights to the industry. Seth Rosen has 1 email on RocketReach.
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