Director Of Compliance @ (March 2019 - November 2021)
VP | Manager, Compliance @ (October 2016 - February 2019)
VP | Licensing and Registrations Manager (Compliance) @ (October 2012 - October 2016)
Senior Compliance Analyst @ (June 2012 - October 2012)
Licensed Financial Sales Consultant @ (February 2011 - June 2012)
Operations and Trading Manager @ (May 2009 - October 2010)
Investment Service Advisor @ (October 2008 - April 2009)
Compliance Associate and Licensed Registered Principal @ (June 2007 - July 2008)
Trade Support Analyst @ (January 2005 - May 2007)
Seth Owen Education
Middle Tennessee State University
Bachelor's Degree
1999-2002
Campbellsville University 1998-1999
Seth Owen Summary
Seth Owen, based in Louisville, KY, US, is currently a AVP | Marketing Supervisory Officer at D.A. Davidson Companies. Seth Owen brings experience from previous roles at D.A. Davidson Companies, Private Client Services (PCS), Member FINRA, SIPC and Hilliard Lyons. Seth Owen holds a 1999 - 2002 Bachelor's Degree @ Middle Tennessee State University. Seth Owen has 2 emails and 1 mobile phone numbers on RocketReach.
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