Seth James Email & Phone Number
Compliance Manager @ Digital Bridge
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Seth James Location
- Denver, CO, US
Seth James Work
- 2022 -now Compliance Manager @
- 2018 -2022 AVP FX Swap Dealer Compliance @
- 2015 -2017 Senior Manager of Supervision and Controls @
- 2013 -2015 Senior Manager Derivatives Trading @
- 2006 -2012 Assistant Vice President @
Seth James Education
- University of Denver - Daniels College of Business
Executive Masters of Business Administration (MBA) (Business Administration and Management, General)
2014-2016 - The University of Texas at El Paso
Bachelor of Business Administration (BBA) (Finance, General)
2003-2005
Seth James Skills
- Management
- Options
- Risk Management
- Trading
- Finance
- Series 7
- Equities
- Investments
- Financial Risk
- Financial Services
- Securities
- Customer Service
- Bonds
- Financial Analysis
- Financial Markets
- Leadership Development
- Strategic Leadership
- Series 63
- Process Improvement
- Business Process Improvement
- Customer Support
- Customer Retention
- Futures
- Customer Satisfaction
- Stocks
- Risk Assessment
- Municipal Bonds
- Securities Regulation
- Microsoft Office
- Microsoft Excel
- Change Management
- Leadership
- Team Leadership
- Derivatives
- Education
Seth James Summary
- Seth James, based in Denver, CO, US, is currently a Compliance Manager at DigitalBridge. Seth James brings experience from previous roles at Wells Fargo Securities, Charles Schwab and optionsXpress. Seth James holds a 2014 - 2016 Executive Masters of Business Administration (MBA) in Business Administration and Management, General @ University of Denver - Daniels College of Business. With a robust skill set that includes Management, Options, Risk Management, Trading, Finance and more. Seth James has 1 emails and 1 mobile phone numbers on RocketReach.
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Alan Bezoza
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Stephen Stryker
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Sadiq Malik
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