Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approach and utilization of automated compliance technologies. Our approach is unique in that we utilize proprietary software, MasterSupervision, to meet the requirements of your compliance program while significantly reducing your administrative time and resources. By applying automated supervision software and document management tools, appropriate checks and balances will effectively reduce your risk and increase performance. There is a way to creative blend compliance and technology to create the ideal compliance culture.
View Top Employees from Securities Compliance ManagementWebsite | http://www.mastercompliance.com |
Revenue | $4 million |
Employees | 13 (13 on RocketReach) |
Founded | 2003 |
Address | 6445 Shiloh Road Suite D, Alpharetta, Georgia 30005, US |
Phone | (678) 679-8901 |
Fax | (678) 679-6067 |
Technologies |
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Industry | Financial Services, Business Services General, Business Services |
SIC | SIC Code 87 Companies, SIC Code 73 Companies, SIC Code 872 Companies, SIC Code 8721 Companies |
NAICS | NAICS Code 5416 Companies, NAICS Code 54161 Companies, NAICS Code 541 Companies, NAICS Code 5412 Companies, NAICS Code 541611 Companies, NAICS Code 54 Companies, NAICS Code 54121 Companies |
Looking for a particular Securities Compliance Management employee's phone or email?
The Securities Compliance Management annual revenue was $4 million in 2024.
Kyle Weeks is the Owner of Securities Compliance Management.
13 people are employed at Securities Compliance Management.
Securities Compliance Management is based in Alpharetta, Georgia.
The NAICS codes for Securities Compliance Management are [5416, 54161, 541, 5412, 541611, 54, 54121].
The SIC codes for Securities Compliance Management are [87, 73, 872, 8721].