Sean Vincent Email & Phone Number
Compliance Manager @ Janney Montgomery Scott LLC
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Sean Vincent Location
- Philadelphia, PA, US
Sean Vincent Work
- Compliance Manager @ (April 2019 - Present)
- Compliance Manager @ Vanguard (October 2016 - March 2019)
- AVP Marketing Oversight @ (May 2006 - September 2016)
- Sales Communications Compliance Consultant @ (January 2001 - January 2006)
Sean Vincent Skills
- Securities
- FINRA
- Series 24
- Series 7
- Series 63
- Insurance
- Retirement
- Wealth Management
- Equities
- Financial Services
- Asset Allocation
- Investments
- Portfolio Management
- Investment Advisory
- Retirement Planning
- Mutual Funds
- Alternative Investments
- Management
Sean Vincent Summary
- Sean Vincent, based in Philadelphia, PA, US, is currently a Compliance Manager at Janney Montgomery Scott LLC. Sean Vincent brings experience from previous roles at Vanguard, Janney Montgomery Scott LLC and Nationwide Financial. With a robust skill set that includes Securities, FINRA, Series 24, Series 7, Series 63 and more. Sean Vincent has 3 emails and 1 mobile phone numbers on RocketReach.
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