Sean Vincent Email & Phone Number
Compliance Manager @ Janney Montgomery Scott LLC
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Sean Vincent Location
- Philadelphia, PA, US
Sean Vincent Work
- 2019 -now Compliance Manager @
- 2016 -2019 Compliance Manager @ Vanguard
- 2006 -2016 AVP Marketing Oversight @
- 2001 -2006 Sales Communications Compliance Consultant @
Sean Vincent Skills
- Securities
- FINRA
- Series 24
- Series 7
- Series 63
- Insurance
- Retirement
- Wealth Management
- Equities
- Financial Services
- Asset Allocation
- Investments
- Portfolio Management
- Investment Advisory
- Retirement Planning
- Mutual Funds
- Alternative Investments
- Management
Sean Vincent Summary
- Sean Vincent, based in Philadelphia, PA, US, is currently a Compliance Manager at Janney Montgomery Scott LLC. Sean Vincent brings experience from previous roles at Vanguard, Janney Montgomery Scott LLC and Nationwide Financial. With a robust skill set that includes Securities, FINRA, Series 24, Series 7, Series 63 and more. Sean Vincent has 3 emails and 1 mobile phone numbers on RocketReach.
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