2015 -2024 Head, Operations and Finance Compliance @
2007 -2015 Examination Manager @ Financial Industry Regulatory Authority
Sean O’Connor Education
University of Scranton
Bachelor of Science (B.S.) (Finance, General)
2003-2007
Sean O’Connor Summary
Sean O’Connor, based in Morristown, NJ, US, is currently a Chief Compliance Officer, Managing Director, RBC US Wealth Management at RBC Wealth Management. Sean O’Connor brings experience from previous roles at RBC Capital Markets and Financial Industry Regulatory Authority. Sean O’Connor holds a 2003 - 2007 Bachelor of Science (B.S.) in Finance, General @ University of Scranton. Sean O’Connor has 3 emails and 2 mobile phone numbers on RocketReach.
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