Sean Haley Email & Phone Number
FVP and Chief Compliance Officer @ PlanMember Securities Corporation
Sean Haley Location
Los Angeles, CA, US
Sean Haley Work
- 2019 - now FVP and Chief Compliance Officer @ PlanMember Securities Corporation
- 2019 - now FVP and Chief Compliance Officer, Advisory @ PlanMember Securities Corporation
- 2015 - 2018 Assistant Vice President, Compliance @ PlanMember Securities Corporation
- 2005 - 2015 SVP, Chief Compliance Officer @ National Planning Corporation (NPC)
- 2003 - 2005 Assistant Vice President, Compliance @ National Planning Corporation (NPC)
- 2000 - 2003 Director of Compliance @ National Planning Corporation (NPC)
- 1997 - 1998 Registered Representative @ Edward Jones
Sean Haley Education
- California Polytechnic State University-San Luis Obispo
Bachelor of Arts (B.A.) (Political Science and Government/Pre-Law)
1991 - 1996
Sean Haley Skills
- Alternative Investments
- Estate Planning
- Series 63
- Financial Advisory
- Fixed Annuities
- Securities Regulation
- Insurance
- Retirement Planning
- Financial Planning
- Portfolio Management
Sean Haley Summary
Sean Haley, based in Los Angeles, CA, US, is currently a FVP and Chief Compliance Officer at PlanMember Securities Corporation. Sean Haley brings experience from previous roles at PlanMember Securities Corporation and National Planning Corporation (NPC). Sean Haley holds a 1991 - 1996 Bachelor of Arts (B.A.) in Political Science and Government/Pre-Law @ California Polytechnic State University-San Luis Obispo. With a robust skill set that includes Alternative Investments, Estate Planning, Series 63, Financial Advisory, Fixed Annuities and more. Sean Haley has 3 emails and 2 mobile phone numbers on RocketReach.
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John Novoa
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