Scott Richardson Email & Phone Number
Managing Director in the Legal and Regulatory Division @ Brookfield Oaktree Wealth Solutions LLC
Scott Richardson's Location
Roxbury, CT, US
Scott Richardson's Work
- Managing Director in the Legal and Regulatory Division @ Brookfield Oaktree Wealth Solutions LLC
- Associate General Counsel @ Edward Jones
- Senior Vice President, Chief Legal and Regulatory Officer and General Counsel @ Foresters Financial
- Executive Director @ Morgan Stanley
- Senior Counsel @ Travelers Life & Annuity
- Chief Counsel @ American Skandia, Inc.
- Assistant Counsel @ Hartford Life Insurance Companies
Scott Richardson's Education
- The University of Connecticut School of Law
Juris Doctorate (Law)
1989 - 1993 - The University of Connecticut
Bachelor of Arts (Political Science)
1984 - 1988
Scott Richardson's Skills
- Drafting and negotiation of distribution agreements
- Regulatory compliance
- Product Development
- Mutual Funds
- FINRA
- ETFs
- Investments
- SEC
- Broker-Dealer
- Insurance
Scott Richardson's Summary
Scott Richardson, based in Roxbury, CT, US, is currently a Managing Director in the Legal and Regulatory Division at Brookfield Oaktree Wealth Solutions LLC, bringing experience from previous roles at Edward Jones, Foresters Financial, Morgan Stanley and Travelers Life & Annuity. Scott Richardson holds a 1989 - 1993 Juris Doctorate in Law @ The University of Connecticut School of Law. With a robust skill set that includes Drafting and negotiation of distribution agreements, Regulatory compliance, Product Development, Mutual Funds, FINRA and more, Scott Richardson contributes valuable insights to the industry. Scott Richardson has 4 emails on RocketReach.
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