Deputy Chief Compliance Officer, Director of Operations and Due Diligence @ (October 2010 - December 2018)
Associate @ Kinderhook Partners (March 2009 - November 2010)
Senior Analyst and Co-Portfolio Manager @ Broadlawn Capital, LLC (April 2005 - March 2009)
Scott Nussbaum Education
Tufts University
Bachelor of Arts - BA
1999
Scott Nussbaum Skills
Operational Risk Management
Financial Markets
Equity Trading
Fraud Investigations
Investment Management
Structured Finance
Hedge Funds
Portfolio Management
Investments
Equities
Financial Modeling
Strategic Planning
Financial Analysis
Business Strategy
Research
Management Consulting
Product Development
Asset Management
Competitive Analysis
Start-ups
Finance
Due Diligence
Trading
Strategy
Mutual Funds
Alternative Investments
Executive Management
Equity Research
Capital Markets
Regulatory Compliance
Operational Due Diligence
Compliance
Fund Of Funds
Financial Services
Corporate Governance
Board of Directors
Board Presentations
Advisory Boards
Management Due Diligence
Securities Regulation
Securities Fraud
Legal Compliance
Compliance Regulations
Compliance Management
Data Privacy
Investment Advisory
Audit Committee
Management
Private Equity
Angel Investing
Artificial Intelligence (AI)
Compliance Oversight
Cybersecurity
Data as a Service (DaaS)
Endowments
Governance, Risk Management, and Compliance (GRC)
Information Security
Institutional Investments
Internal Compliance
Investment Research
Nonprofit Boards
Private Investment
Seed Capital
Software as a Service (SaaS)
Venture Capital
Scott Nussbaum Summary
Scott Nussbaum, based in New York, NY, US, is currently a Chief Compliance Officer at Heron Intelligence. Scott Nussbaum brings experience from previous roles at Bandwango, Cross Shore Capital Management, LLC, Kinderhook Partners and Broadlawn Capital, LLC. Scott Nussbaum holds a Bachelor of Arts - BA @ Tufts University. With a robust skill set that includes Operational Risk Management, Financial Markets, Equity Trading, Fraud Investigations, Investment Management and more. Scott Nussbaum has 2 emails and 1 mobile phone numbers on RocketReach.
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