Scott Griffin Location
Delmar, NY, US
Scott Griffin Work
- 2022 - now Deputy Chief Compliance Officer @ Aurora Private Wealth, Inc.
- 1996 - now Founder, Owner @ Griffin Financial Services
- 2011 - 2022 Senior Compliance Officer @ Aurora Private Wealth, Inc.
- 2006 - 2011 Northeast Regional Compliance Supervisor @ Aurora Private Wealth, Inc.
- 1998 - 2005 Registered Principal, “OSJ” Manager @ Investors Capital Corporation
Scott Griffin Education
- The College of Saint Rose
Bachelor of Science - BS (Business Administration, Finance)
- SUNY Schenectady County Community College
Associate of Arts and Sciences - AAS (Business Administration)
Scott Griffin Skills
- Alternative Investments
- Estate Planning
- Financial Advisory
- Fixed Annuities
- Securities Regulation
- Insurance
- Financial Planning
- Wealth Management Services
- Investment Company Act
- Portfolio Management
Scott Griffin Summary
Scott Griffin, based in Delmar, NY, US, is currently a Deputy Chief Compliance Officer at Aurora Private Wealth, Inc.. Scott Griffin brings experience from previous roles at Griffin Financial Services, Aurora Private Wealth, Inc. and Investors Capital Corporation. Scott Griffin holds a Bachelor of Science - BS in Business Administration, Finance @ The College of Saint Rose. With a robust skill set that includes Alternative Investments, Estate Planning, Financial Advisory, Fixed Annuities, Securities Regulation and more. Scott Griffin has 1 emails and 1 mobile phone numbers on RocketReach.
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