Scott Gillespie Email & Phone Number

Chief Compliance Officer

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Scott Gillespie Location

Denver, CO, US

Scott Gillespie Work

2019 -now Chief Compliance Officer @ NTB Financial Corp
2012 -now Founder | VP Finance | SaaS Consultant @ Finance Executives & SaaS Consultants in the Greater Denver Area
2016 -2019 Controller @
2012 -2016 Chief Financial Officer | FinOp @ Neidiger, Tucker, Bruner Inc.
2004 -2015 Senior Consultant | EVP @ Fetter Logic, Inc.
1999 -2004 Senior VP @
1995 -1999 Senior VP @ DE Frey & Co.

Scott Gillespie Education

University of Southern California - Marshall School of Business
BS & MBA (Finance and Investments)

Scott Gillespie Skills

SaaS
Series 27
Business Process
Series 24
Business Development
FINRA
Product Management
Technology Needs Analysis
Technology Integration
Management
Securities
Mutual Funds
Wealth Management
Relationship Management
Consulting
Series 7
Solution Architecture
Investments
Financial Analysis
Financial Reporting
Financial Services
Financial Risk
RIA
Broker-Dealer
SEC
Data Modeling
Data Analysis
Business Analysis
Accounting
Budgeting
General Ledger Conversions
Auditing
Business Acquisition
Administrative Assistance
Flexible
Logic
Capital Management
Registered Investment Advisor
Prospects
Books
Expenses
Sales
Brokerage
Customer Retention
Cost
Fee
Net
Investment Research
Producers
Converting
Finance
Serving
Cost Effective
Field Support
Offerings
Third Party
Regulatory Compliance
Systematic
Travel
Data Conversion
Closure
Revenue
Design
Evening
Broker Dealer
Line of Business
Execution Capabilities
New Account
Business Affairs
Enterprise Data
CRM
Technology Solutions
Custodians
Data Mining
Loan Servicing
Workflow
Human Resources
Parker
Profit
Capital Markets
Customer Satisfaction
System
Business Services
Cell
Offering
Investment Advisory
Reports
Trading Desk
Creative Solutions
Supervision
Sold
Alpine
Loyalty Programs
Strategies
Operations Management
Rockwell
New Business Development
Denver
Asset Management
Deloitte
Financial Institutions
Customer Service
Supplemental
Enterprise Software
Repeatable
Order Fulfillment
Solution
Product Development
Quality Control
Research
Reporting
Capital
Custom Software
Surveillance
Los Angeles
Equity Trading
P&l
Handling Money
Producing
Information Technology
Inactive
Blocks
CPA
Boutique
Segments
Fixed Income
Space
TPA
Applications
Managerial Finance
Modeling
Institutions
Openings
Operations
Forming
Block Trading
Colorado
Sma
Revenue Enhancement
Fdic
Pipelines
Business Alliances
Closures
Brokers
Pricing
Responsibility
Internal Audit
Sales Process
International
Data Warehousing
Aggregation
Calculator
Engagement Management
Conceived
Executive Management
Administrative Work
Trust
Orange County
Headcount
Wrap
Drake
Software
Compliance
Remuneration
Related Services
Business Planning
Rate
Ross
Qualify
Retail Brokerage
Asset
Self Directed
Invoicing
Key Accounts
Culture
Englewood
Trading
Deployments
Growing Business
Architecture
Recruiting
Selling
Dealers

Scott Gillespie Summary

Scott Gillespie, based in Denver, CO, US, is currently a Chief Compliance Officer at NTB Financial Corp. Scott Gillespie brings experience from previous roles at Finance Executives & SaaS Consultants in the Greater Denver Area, Advisors Asset Management, Inc., Neidiger, Tucker, Bruner Inc. and Fetter Logic, Inc.. Scott Gillespie holds a BS & MBA in Finance and Investments @ University of Southern California - Marshall School of Business. With a robust skill set that includes SaaS, Series 27, Business Process, Series 24, Business Development and more. Scott Gillespie has 3 emails and 2 mobile phone numbers on RocketReach.